Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/02/07?limit=200&registers=between&mode=atom 2024-05-02T16:58:56-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02747.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the MIAX Options Fee Schedule 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02747 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02747.pdf https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02746.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Pursuant to Rule 11.13 Until September 30, 2013 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02746 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02746.pdf https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02745.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Pursuant to Rule 11.13 Until September 30, 2013 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02745 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02745.pdf https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02712.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program Related to Rule 11890, entitled “Clearly Erroneous Transactions” 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02712 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02712.pdf https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02711.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change To Provide for a Customer Clearing Model for CDS Products and To Amend, Clarify, and Consolidate Certain Rules and Procedures 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02711 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02711.pdf https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02710.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10, Which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to NYSE Arca Equities Rule 7.10 In Connection With the Upcoming Operation of the Plan To Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS Under the Act 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02710 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02710.pdf https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02709.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Clearly Erroneous Pilot Period and To Adopt a New Provision in Connection With the Limit Up-Limit Down Plan 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02709 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02709.pdf https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02708.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt a New Order Type Called the “Auto-Ex Only” Order 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02708 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02708.pdf https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02707.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.19 To Extend a Pilot Program Regarding Clearly Erroneous Executions 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02707 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02707.pdf https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02706.html Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending CHX Article 20, Rule 10 To Extend the Effective Date of Certain Clearly Erroneous Transactions Provisions Operating Under a Pilot Until September 30, 2013 and To Establish Guidelines for the Handling of Clearly Erroneous Transactions in Connection With the Plan To Address Extraordinary Market Volatility 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02706 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02706.pdf https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02705.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend CBSX Rule 52.4 Relating to the Clearly Erroneous Policy 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02705 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02705.pdf https://regulations.justia.com/regulations/fedreg/2013/02/07/2013-02704.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Rule 4120 2013-02-07T00:00:00-08:00 2013-02-07T00:00:00-08:00 2013-02704 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-02-07/pdf/2013-02704.pdf