Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/01/30?limit=200&registers=between&mode=atom 2022-07-04T22:45:22-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01993.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend Member Liability for Payment Obligations to the Clearing House 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01993 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01993.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01984.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01984 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01984.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01983.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01983 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01983.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01982.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01982 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01982.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01971.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) To Permit PL Select Orders To Interact With Incoming Orders Larger Than the Size of the PL Select Order 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01971 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01971.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01970.html Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Adopt MIAX Rule 319 Relating to Proxy Voting 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01970 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01970.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01969.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Routing Fees 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01969 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01969.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01938.html Notice - Proposed Collection; Comment Request 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01938 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01938.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01937.html Notice - Proposed Collection; Comment Request 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01937 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01937.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01936.html Notice - Proposed Collection; Comment Request 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01936 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01936.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01935.html Notice - Submission for OMB Review; Comment Request 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01935 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01935.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01934.html Notice - Proposed Collection; Comment Request 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01934 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01934.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01933.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 440B To Provide How the Trigger Price Will Be Calculated if Trading Is Interrupted Because of a Systems or Technical Issue and Is Not Restored During the Trading Day 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01933 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01933.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01932.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5710 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01932 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01932.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01931.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01931 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01931.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01930.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01930 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01930.pdf https://regulations.justia.com/regulations/fedreg/2013/01/30/2013-01929.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Accommodate Certain Physically-Settled Options on U.S. Treasury Securities 2013-01-30T00:00:00-08:00 2013-01-30T00:00:00-08:00 2013-01929 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-30/pdf/2013-01929.pdf