Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/01/25?limit=200&registers=between&mode=atom 2024-05-10T17:42:34-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01496.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01496 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01496.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01495.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FINRA Rule 4530 (Reporting Requirements) 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01495 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01495.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01494.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 2267 (Investor Education and Protection) 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01494 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01494.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01493.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01493 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01493.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01492.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01492 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01492.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01491.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for C2 Listed Options 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01491 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01491.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01490.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the BBO Data Feed for CBOE Listed Options and a BBO Data Feed for Flexible Exchange Options 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01490 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01490.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01489.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01489 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01489.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01488.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Establish the Retail Price Improvement Program on a Pilot Basis Until 12 Months From the Date of Implementation 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01488 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01488.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01487.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Obvious and Catastrophic Error Rule 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01487 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01487.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01486.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Date of FINRA Rule 5350 (Stop Orders) 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01486 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01486.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01485.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Preferred Market-Makers' Continuous Quoting Obligation 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01485 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01485.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01484.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing Advance Notice To Reduce Liquidity Risk Relating to Its Processing of Maturity and Income Presentments and Issuances of Money Market Instruments 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01484 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01484.pdf https://regulations.justia.com/regulations/fedreg/2013/01/25/2013-01483.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Exchange Rules 507 and 1014 To Establish Remote Streaming Quote Trader Organizations 2013-01-25T00:00:00-08:00 2013-01-25T00:00:00-08:00 2013-01483 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-25/pdf/2013-01483.pdf