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https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/01/11?registers=between
Fri, 17 Jan 2025 08:47:08 -0800Fri, 17 Jan 2025 08:47:08 -0800Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/01/11?registers=between
Notice - Credit Suisse Opportunity Funds, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00434.html
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00434.htmlFri, 11 Jan 2013 00:00:00 -08002013-00434Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00434.pdfNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.5(c) (NBBO Offset Peg Order)
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00433.html
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00433.htmlFri, 11 Jan 2013 00:00:00 -08002013-00433Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00433.pdfNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.5(c) (NBBO Offset Peg Order)
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00431.html
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00431.htmlFri, 11 Jan 2013 00:00:00 -08002013-00431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00431.pdfNotice - Fidelity Commonwealth Trust, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00380.html
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00380.htmlFri, 11 Jan 2013 00:00:00 -08002013-00380Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00380.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule With Respect to Settlement and Asset Services
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00379.html
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00379.htmlFri, 11 Jan 2013 00:00:00 -08002013-00379Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00379.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc.
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00354.html
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00354.htmlFri, 11 Jan 2013 00:00:00 -08002013-00354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00354.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc.
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00353.html
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00353.htmlFri, 11 Jan 2013 00:00:00 -08002013-00353Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00353.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc.
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00352.html
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00352.htmlFri, 11 Jan 2013 00:00:00 -08002013-00352Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00352.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc.
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00351.html
https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00351.htmlFri, 11 Jan 2013 00:00:00 -08002013-00351Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00351.pdf