<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/01/11?registers=between Wed, 01 May 2024 16:01:13 -0700 Wed, 01 May 2024 16:01:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/01/11?registers=between Notice - Credit Suisse Opportunity Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00434.html https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00434.html Fri, 11 Jan 2013 00:00:00 -0800 2013-00434 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00434.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.5(c) (NBBO Offset Peg Order) https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00433.html https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00433.html Fri, 11 Jan 2013 00:00:00 -0800 2013-00433 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00433.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.5(c) (NBBO Offset Peg Order) https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00431.html https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00431.html Fri, 11 Jan 2013 00:00:00 -0800 2013-00431 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00431.pdf Notice - Fidelity Commonwealth Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00380.html https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00380.html Fri, 11 Jan 2013 00:00:00 -0800 2013-00380 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00380.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule With Respect to Settlement and Asset Services https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00379.html https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00379.html Fri, 11 Jan 2013 00:00:00 -0800 2013-00379 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00379.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00354.html https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00354.html Fri, 11 Jan 2013 00:00:00 -0800 2013-00354 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00354.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00353.html https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00353.html Fri, 11 Jan 2013 00:00:00 -0800 2013-00353 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00353.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00352.html https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00352.html Fri, 11 Jan 2013 00:00:00 -0800 2013-00352 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00352.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price With Respect to Regulatory Fees Related to the Central Registration Depository, Which Are Collected by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00351.html https://regulations.justia.com/regulations/fedreg/2013/01/11/2013-00351.html Fri, 11 Jan 2013 00:00:00 -0800 2013-00351 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-11/pdf/2013-00351.pdf