Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2013/01/09?limit=200&registers=between&mode=atom 2022-07-01T16:31:23-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/01/09/C1-2012-31120.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Guggenheim Enhanced Total Return ETF Under NYSE Arca Equities Rule 8.600 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 C1-2012-31120 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/C1-2012-31120.pdf https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00257.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 2013-00257 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00257.pdf https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00256.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to Professional Options Transaction Charges 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 2013-00256 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00256.pdf https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00255.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule for the Following Direct Data Feed Products: Top of Phlx Options Data Feed, the Top of Phlx Options Plus Orders Data Feed, the PHLX Orders Data Feed and the PHLX Depth of Market Data Feed 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 2013-00255 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00255.pdf https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00254.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 2013-00254 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00254.pdf https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00253.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 2013-00253 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00253.pdf https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00201.html Notice - Self-Regulatory Organizations; NASDAQ OX PHLX LLC; Order Approving Proposed Rule Change To Amend Performance Evaluations With Respect to Quote Submissions of Streaming Quote Traders and Remote Streaming Quote Traders 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 2013-00201 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00201.pdf https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00200.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt a HAL System 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 2013-00200 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00200.pdf https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00199.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 2013-00199 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00199.pdf https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00198.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 2013-00198 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00198.pdf https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00197.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive, Technical Corrections to ISE Rules 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 2013-00197 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00197.pdf https://regulations.justia.com/regulations/fedreg/2013/01/09/2013-00196.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Options on the Nasdaq-100 Index (NDX) and the Reduced-Value Nasdaq-100 Index (MNX) and To Amend NYSE Arca Rule 5.15(a)(1) To Provide That There Are No Position Limits for Options on NDX and MNX 2013-01-09T00:00:00-08:00 2013-01-09T00:00:00-08:00 2013-00196 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-01-09/pdf/2013-00196.pdf