<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12?registers=between&min-day=1&max-day=31 Thu, 23 May 2024 05:11:41 -0700 Thu, 23 May 2024 05:11:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12?registers=between&min-day=1&max-day=31 Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31415.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31415.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31415 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31415.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Retire the Automated Quote Management Functionality Described Under Rules 4613(a)(2)(F) and (G), and Make Conforming Changes to Rule 4751(f)(15) https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31413.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31413.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31413 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31413.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT LLC Price List To Specify Pricing that is Currently Applicable to Certain Executions on the Exchange But That Is Not Currently Included in the Price List https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31412.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31412.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31412 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31412.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31411.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31411.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31411 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31411.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Establish the Market Quality Program https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31410.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31410.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31410 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31410.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Bond Trading License and the Bond Liquidity Provider Pilot Program https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31260.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31260.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31260 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31260.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Schedule of Fees, Effective January 2, 2013, to Charge Non-Clearing Member Subscribers of Certain Non-Proprietary Data an Additional Monthly Fee to Accommodate Request for Such Data on a Real-Time Basis https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31259.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31259.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31259 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31259.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Interpretative Guidance Relating to the Adjustment of Stock Options and Single Stock Futures for Cash Dividends and Distributions on Underlying Securities https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31258.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31258.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31258 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31258.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules for the December 20, 2012 Index Maturity https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31257.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31257.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31257 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31257.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend FINRA Rule 6440 (Trading and Quotation Halt in OTC Equity Securities) https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31256.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31256.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31256 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31256.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31254.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31254.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31254 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31254.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Implement Requirements of Commodity Futures Trading Commission Rule 39.13(g)(8)(ii) https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31253.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31253.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31253 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31253.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 953NY-Trading Halts and Suspensions https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31247.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31247.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31247 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31247.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX LLC Relating to the Distribution of Auction Messages https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31246.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31246.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31246 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31246.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31245.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31245.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31245 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31245.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Related to the Liquidity Factor of CME's CDS Margin Methodology https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31241.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31241.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31241 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31241.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting NYSE Rules 95(c) and (d) and Related Supplementary Material https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31240.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31240.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31240 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31240.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Deleting NYSE MKT Rules 95(c) and (d)-Equities and Related Supplementary Material https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31239.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31239.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31239 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31239.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change With Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31238.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31238.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31238 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31238.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change with Respect to the Amendment of the By-Laws of its Parent Corporation, The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31236.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31236.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31236 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31236.pdf Notice - Pyxis Capital, L.P., et al.; https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31235.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31235.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31235 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31235.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31223.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31223.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31223 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31223.pdf Rule - Temporary Rule Regarding Principal Trades With Certain Advisory Clients https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31221.html https://regulations.justia.com/regulations/fedreg/2012/12/31/2012-31221.html Mon, 31 Dec 2012 00:00:00 -0800 2012-31221 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-12-31/pdf/2012-31221.pdf Notice - Decimalization Roundtable https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31162.html https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31162.html Fri, 28 Dec 2012 00:00:00 -0800 2012-31162 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-28/pdf/2012-31162.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Related to SPX Combo Orders https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31154.html https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31154.html Fri, 28 Dec 2012 00:00:00 -0800 2012-31154 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-28/pdf/2012-31154.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Port Fees and a Participant Fee https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31153.html https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31153.html Fri, 28 Dec 2012 00:00:00 -0800 2012-31153 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-28/pdf/2012-31153.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify a Level 2 Subscriber Fee and Related Rule Clarifications https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31152.html https://regulations.justia.com/regulations/fedreg/2012/12/28/2012-31152.html Fri, 28 Dec 2012 00:00:00 -0800 2012-31152 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-28/pdf/2012-31152.pdf Notice - Franklin Advisers, Inc., et al.; https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31131.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31131.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31131 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31131.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delivery Procedures To Reflect the Clearing Relationship for ICE Futures U.S. Inc. https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31130.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31130.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31130 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31130.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice and Notice of No Objection Relating to the Replacement of the Prepayment Component of the Value-at-Risk Charge https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31129.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31129.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31129 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31129.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Acceptance of Letters of Credit or Pass-Through Letters of Credit Deposits From Non-Financial Institution Energy Clearing Members https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31128.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31128.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31128 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31128.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Intra-Day Margin Calling Policy for Energy Clearing Members https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31127.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31127.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31127 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31127.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Position Allocation Methodology for SPAN Margin Calculation Extended to Three Additional Calendar Spread Options https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31126.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31126.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31126 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31126.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Position Allocation Methodology to Margin Calculations for Two Additional OTC Spread Swap Futures Contracts https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31125.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31125.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31125 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31125.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Reduce the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism and Price Improvement Mechanism https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31124.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31124.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31124 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31124.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 504(f) To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration in Unusual Market Conditions https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31123.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31123.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31123 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31123.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to its OTC Credit Default Swap Clearing Offering https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31122.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31122.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31122 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31122.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Order Approving Minor Rule Violation Plan for BOX Options Exchange LLC https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31121.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31121.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31121 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31121.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Guggenheim Enhanced Total Return ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31120.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31120.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31120 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31120.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule To Amend Various CBOE Rules Governing Letters of Guarantee and Authorization https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31119.html https://regulations.justia.com/regulations/fedreg/2012/12/27/2012-31119.html Thu, 27 Dec 2012 00:00:00 -0800 2012-31119 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-27/pdf/2012-31119.pdf Notice - New Generation Biofuels Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31151.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31151.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31151 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31151.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31030.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31030.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31030 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31030.pdf Notice - IAS Energy, Inc., IB3 Networks, Inc., IBroadband, Inc., ICP Solar Technologies, Inc., IdentiPHI, Inc., iDNA, Inc., Immune Network Ltd., Inca Designs, Inc., Indico Technologies, Inc. (n/k/a Indico Resources Ltd.), Infopage, Inc. (a/k/a Tamija Gold & Diamond Exploration, Inc.), Innofone.com, Inc. (n/k/a Goldstar Global Minerals Corp.), Instachem Systems, Inc. (n/k/a CH Lighting International Corp.), Interlink-US-Network, Ltd., and International Aerospace Enterprises, Inc.,; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31023.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31023.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31023 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31023.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31022.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31022.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31022 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31022.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the Clearing of European Corporate Single-Name CDS https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31021.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31021.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31021 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31021.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31020.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31020.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31020 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31020.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31019.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31019.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31019 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31019.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31018.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31018.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31018 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31018.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31017.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31017.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31017 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31017.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade PIMCO Foreign Currency Strategy Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31016.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31016.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31016 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31016.pdf