<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/26?registers=between Sat, 18 May 2024 06:13:38 -0700 Sat, 18 May 2024 06:13:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/26?registers=between Notice - New Generation Biofuels Holdings, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31151.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31151.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31151 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31151.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31030.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31030.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31030 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31030.pdf Notice - IAS Energy, Inc., IB3 Networks, Inc., IBroadband, Inc., ICP Solar Technologies, Inc., IdentiPHI, Inc., iDNA, Inc., Immune Network Ltd., Inca Designs, Inc., Indico Technologies, Inc. (n/k/a Indico Resources Ltd.), Infopage, Inc. (a/k/a Tamija Gold & Diamond Exploration, Inc.), Innofone.com, Inc. (n/k/a Goldstar Global Minerals Corp.), Instachem Systems, Inc. (n/k/a CH Lighting International Corp.), Interlink-US-Network, Ltd., and International Aerospace Enterprises, Inc.,; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31023.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31023.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31023 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31023.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31022.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31022.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31022 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31022.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the Clearing of European Corporate Single-Name CDS https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31021.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31021.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31021 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31021.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of iTraxx Europe Index CDS https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31020.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31020.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31020 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31020.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31019.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31019.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31019 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31019.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31018.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31018.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31018 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31018.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase the Position and Exercise Limits for Options on the iShares MSCI Emerging Markets Index Fund to 500,000 Contracts https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31017.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31017.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31017 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31017.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade PIMCO Foreign Currency Strategy Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31016.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31016.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31016 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31016.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add the Term Chief Legal Officer to the Definition of General Counsel https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31015.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31015.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31015 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31015.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 6.65-Trading Halts and Suspensions https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31014.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31014.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31014 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31014.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving a Proposed Rule Change Consisting of Amendments To Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34 https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31013.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31013.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31013 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31013.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program To Qualify To Engage in a Security Futures Business https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31012.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-31012.html Wed, 26 Dec 2012 00:00:00 -0800 2012-31012 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-31012.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Permit and Order Entry Port Fee https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30981.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30981.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30981 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30981.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30980.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30980.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30980 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30980.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections 902.02 and 902.03 of the New York Stock Exchange LLC Listed Company Manual To Introduce an Initial Application Fee https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30979.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30979.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30979 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30979.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 140 of the NYSE MKT LLC Company Guide To Introduce an Initial Application Fee https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30978.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30978.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30978 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30978.pdf Notice - Yorkville ETF Trust and Yorkville ETF Advisors, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30893.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30893.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30893 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30893.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30892.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30892.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30892 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30892.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To Amend Commentary .06 to NYSE Arca Options Rule 6.4 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30891.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30891.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30891 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30891.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC.; Order Granting Approval of Proposed Rule Change To Amend Commentary .04 to NYSE Amex Options Rule 903 To Permit the Exchange to List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30890.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30890.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30890 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30890.pdf Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust, ALPS/GS Momentum Builder Growth Markets Equities and U.S. Treasuries Index ETF, ALPS/GS Momentum Builder Multi-Asset Index ETF, and ALPS/GS Momentum Builder Asia ex-Japan Equities and U.S. Treasuries Index ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30889.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30889.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30889 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30889.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade First Trust Preferred Securities and Income ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30888.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30888.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30888 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30888.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 2, To Allow the Listing and Trading of a P.M.-Settled S&P 500 Index Option Product https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30887.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30887.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30887 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30887.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Telemarketing Rules https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30886.html https://regulations.justia.com/regulations/fedreg/2012/12/26/2012-30886.html Wed, 26 Dec 2012 00:00:00 -0800 2012-30886 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-26/pdf/2012-30886.pdf