<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/20?registers=between Fri, 22 Nov 2024 21:24:55 -0800 Fri, 22 Nov 2024 21:24:55 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/20?registers=between Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30689.html https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30689.html Thu, 20 Dec 2012 00:00:00 -0800 2012-30689 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30689.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 102(a) of the NYSE MKT Company Guide To Eliminate an Erroneous Reference https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30688.html https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30688.html Thu, 20 Dec 2012 00:00:00 -0800 2012-30688 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30688.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify Exchange Rule 11.23 Relating to Auctions of Exchange-Listed Securities https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30687.html https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30687.html Thu, 20 Dec 2012 00:00:00 -0800 2012-30687 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30687.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Ministerial Changes to the Existing Reorganization Service Guide https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30649.html https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30649.html Thu, 20 Dec 2012 00:00:00 -0800 2012-30649 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30649.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule Change To Amend Rules in Connection With Status as a “Deemed Registered” Clearing Agency https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30648.html https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30648.html Thu, 20 Dec 2012 00:00:00 -0800 2012-30648 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30648.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30647.html https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30647.html Thu, 20 Dec 2012 00:00:00 -0800 2012-30647 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30647.pdf Notice - Order Granting Limited Exemptions From Exchange Act Rules 101 and 102 of Regulation M to Shares of JPM XF Physical Copper Trust Pursuant to Exchange Act Rules 101(d) and 102(e) https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30646.html https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30646.html Thu, 20 Dec 2012 00:00:00 -0800 2012-30646 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30646.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30645.html https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30645.html Thu, 20 Dec 2012 00:00:00 -0800 2012-30645 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30645.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Clear Western European Sovereign CDS Contracts https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30604.html https://regulations.justia.com/regulations/fedreg/2012/12/20/2012-30604.html Thu, 20 Dec 2012 00:00:00 -0800 2012-30604 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-20/pdf/2012-30604.pdf