Securities and Exchange Commission December 18, 2012 – Federal Register Recent Federal Regulation Documents
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Extension of Dates for Certain Requirements and Amendment of Form 19b-4
On December 10, 2012, the Securities and Exchange Commission (``Commission'') published a document in the Federal Register to amend its regulations under the Securities Exchange Act of 1934 (``Exchange Act'') to extend the dates with respect to the requirements that designated clearing agencies for which the Commission is the supervisory agency file advance notices and clearing agencies file security-based swap submissions with the Commission in an electronic format to dedicated email addresses to December 10, 2013, and amend the General Instructions to Form 19b-4 to clarify the process for submitting advance notices and security-based swap submissions to the Commission. The document contained an error with respect to the placement and numbering of a footnote.
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