<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/18?registers=between Fri, 22 Nov 2024 21:22:13 -0800 Fri, 22 Nov 2024 21:22:13 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/18?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available a New Market Data Offering https://regulations.justia.com/regulations/fedreg/2012/12/18/C1-2012-29218.html https://regulations.justia.com/regulations/fedreg/2012/12/18/C1-2012-29218.html Tue, 18 Dec 2012 00:00:00 -0800 C1-2012-29218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/C1-2012-29218.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30552.html https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30552.html Tue, 18 Dec 2012 00:00:00 -0800 2012-30552 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30552.pdf Notice - Order Granting Exemptions From Certain Rules of Regulation SHO Related to Hurricane Sandy https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30427.html https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30427.html Tue, 18 Dec 2012 00:00:00 -0800 2012-30427 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30427.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30406.html https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30406.html Tue, 18 Dec 2012 00:00:00 -0800 2012-30406 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30406.pdf Rule - Extension of Dates for Certain Requirements and Amendment of Form 19b-4 https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30389.html https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30389.html Tue, 18 Dec 2012 00:00:00 -0800 2012-30389 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30389.pdf Notice - Cambria Investment Management, L.P. and Cambria ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30380.html https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30380.html Tue, 18 Dec 2012 00:00:00 -0800 2012-30380 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30380.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the MIAX Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30379.html https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30379.html Tue, 18 Dec 2012 00:00:00 -0800 2012-30379 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30379.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Require Members To Report the Factor to TRACE in Asset-Backed Security Transactions (Except an Asset-Backed Security Traded TBA), in the Limited Instances When Members Effect Such Transactions as Agent and Charge a Commission https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30378.html https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30378.html Tue, 18 Dec 2012 00:00:00 -0800 2012-30378 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30378.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30377.html https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30377.html Tue, 18 Dec 2012 00:00:00 -0800 2012-30377 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30377.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Market Maker Pre-Opening Obligations on BOX https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30376.html https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30376.html Tue, 18 Dec 2012 00:00:00 -0800 2012-30376 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30376.pdf