Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/18?limit=200&registers=between&mode=atom 2024-05-23T01:34:25-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/12/18/C1-2012-29218.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available a New Market Data Offering 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 C1-2012-29218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/C1-2012-29218.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30552.html Notice - Sunshine Act Meeting 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30552 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30552.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30427.html Notice - Order Granting Exemptions From Certain Rules of Regulation SHO Related to Hurricane Sandy 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30427 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30427.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30406.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30406 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30406.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30389.html Rule - Extension of Dates for Certain Requirements and Amendment of Form 19b-4 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30389 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30389.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30380.html Notice - Cambria Investment Management, L.P. and Cambria ETF Trust; Notice of Application 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30380 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30380.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30379.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt the MIAX Options Fee Schedule 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30379 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30379.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30378.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Require Members To Report the Factor to TRACE in Asset-Backed Security Transactions (Except an Asset-Backed Security Traded TBA), in the Limited Instances When Members Effect Such Transactions as Agent and Charge a Commission 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30378 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30378.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30377.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30377 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30377.pdf https://regulations.justia.com/regulations/fedreg/2012/12/18/2012-30376.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate Market Maker Pre-Opening Obligations on BOX 2012-12-18T00:00:00-08:00 2012-12-18T00:00:00-08:00 2012-30376 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-18/pdf/2012-30376.pdf