<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/17?registers=between Fri, 22 Nov 2024 21:30:24 -0800 Fri, 22 Nov 2024 21:30:24 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/17?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of the Pring Turner Business Cycle ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30325.html https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30325.html Mon, 17 Dec 2012 00:00:00 -0800 2012-30325 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30325.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend the NYSE Amex Options Fee Schedule for Professional Customers and Broker-Dealers To Modify Existing Volume-Based Tiers and the Associated Rate per Contract for Certain Electronic Executions https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30324.html https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30324.html Mon, 17 Dec 2012 00:00:00 -0800 2012-30324 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30324.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategies https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30323.html https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30323.html Mon, 17 Dec 2012 00:00:00 -0800 2012-30323 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30323.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30321.html https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30321.html Mon, 17 Dec 2012 00:00:00 -0800 2012-30321 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30321.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Allow Manual Orders Entered Into the Exchange's Electronic Order Capture System or Entered Into an Order Entry Device and Contemporaneously Recorded Into the EOC System To Qualify for the Manual Transaction Fee https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30290.html https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30290.html Mon, 17 Dec 2012 00:00:00 -0800 2012-30290 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30290.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the Customer and Industry Codes of Arbitration Procedure Relating to Subpoenas and to Arbitrator Authority To Direct the Appearance of Associated Person Witnesses and the Production of Documents Without Subpoenas https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30273.html https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30273.html Mon, 17 Dec 2012 00:00:00 -0800 2012-30273 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30273.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Accommodate Certain Physically-Settled Options on U.S. Treasury Securities https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30272.html https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30272.html Mon, 17 Dec 2012 00:00:00 -0800 2012-30272 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30272.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30271.html https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30271.html Mon, 17 Dec 2012 00:00:00 -0800 2012-30271 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30271.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Order Approving Proposed Rule Change Regarding the Valuation of Securities on Deposit https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30270.html https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30270.html Mon, 17 Dec 2012 00:00:00 -0800 2012-30270 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30270.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for SOX, OSX and HGX https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30269.html https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30269.html Mon, 17 Dec 2012 00:00:00 -0800 2012-30269 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30269.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position and Exercise Limits in EEM Options https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30268.html https://regulations.justia.com/regulations/fedreg/2012/12/17/2012-30268.html Mon, 17 Dec 2012 00:00:00 -0800 2012-30268 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-17/pdf/2012-30268.pdf