Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/13?limit=200&registers=between&mode=atom 2024-11-22T21:18:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30106.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Establish Optional TRACE Data Delivery Services and Related Fees 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30106 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30106.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30104.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Payment for Order Flow Fees 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30104 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30104.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30054.html Notice - T. Rowe Price Associates, Inc., et al.; Notice of Application 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30054 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30054.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30053.html Notice - PNC Capital Advisors, LLC, et al.; Notice of Application 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30053 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30053.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30052.html Notice - Lord, Abbett & Co. LLC, et al.; Notice of Application 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30052 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30052.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30051.html Notice - Hatteras Variable Trust, et al.; Notice of Application 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30051 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30051.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30050.html Notice - ING Investments, LLC, et al.; Notice of Application 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30050 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30050.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30049.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to FINRA Rule 8210 (Provision of Information and Testimony and Inspection and Copying of Books) 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30049 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30049.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30048.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 952NY With Respect to Opening Trading in an Options Series 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30048 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30048.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30047.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing And Immediate Effectiveness of Proposed Rule Change to Allow for the Split-Price Priority Provisions to Apply to Open Outcry Trading of Cabinet Trades 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30047 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30047.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30046.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Modify the NYSE Amex Options Fee Schedule Regarding the Manner in Which Funds From Marketing Charges Are Controlled 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30046 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30046.pdf https://regulations.justia.com/regulations/fedreg/2012/12/13/2012-30045.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 903 To Provide That the Exchange May Not List Short Term Option Series Expirations That Coincide With the Expiration of Quarterly Option Series on the Same Class 2012-12-13T00:00:00-08:00 2012-12-13T00:00:00-08:00 2012-30045 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-13/pdf/2012-30045.pdf