<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/12?registers=between Wed, 22 May 2024 07:18:38 -0700 Wed, 22 May 2024 07:18:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/12?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in Which New York Stock Exchange LLC Calculates Certain Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange in Relation to a Systems Issue Experienced by the Exchange on November 12, 2012 https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29966.html https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29966.html Wed, 12 Dec 2012 00:00:00 -0800 2012-29966 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29966.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29965.html https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29965.html Wed, 12 Dec 2012 00:00:00 -0800 2012-29965 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29965.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Singly Listed Options https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29964.html https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29964.html Wed, 12 Dec 2012 00:00:00 -0800 2012-29964 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29964.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Establish the Market Quality Program https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29960.html https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29960.html Wed, 12 Dec 2012 00:00:00 -0800 2012-29960 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29960.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding Adjustments for Cash Dividends and Distributions in Respect of Options Overlying Less than 100 Shares To Accommodate the Trading of Mini Options https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29930.html https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29930.html Wed, 12 Dec 2012 00:00:00 -0800 2012-29930 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29930.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29929.html https://regulations.justia.com/regulations/fedreg/2012/12/12/2012-29929.html Wed, 12 Dec 2012 00:00:00 -0800 2012-29929 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-12/pdf/2012-29929.pdf