Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/04?limit=200&registers=between&mode=atom 2024-11-22T21:26:46-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29392.html Notice - Sunshine Act Meeting 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29392 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29392.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29319.html Notice - Sunshine Act Meeting 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29319 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29319.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29241.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29241 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29241.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29240.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29240 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29240.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29239.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 15.1(a) and (c) 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29239 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29239.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29219.html Notice - In the Matter of Encore Clean Energy, Inc., Energy & Engine Technology Corp., Equity Media Holdings Corporation, eTotalSource, Inc., Extensions, Inc., Firepond, Inc., and GNC Energy Corporation; Order of Suspension of Trading 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29219 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29219.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29218.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available a New Market Data Offering 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29218 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29218.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29217.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to Explicitly State That OCC May Reject a Request for Withdrawal of Margin or Make an Intra-Day Margin Call in Situations Where a Clearing Member's Projected Settlement Obligations Could Exceed OCC's Available Liquidity Resources 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29217 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29217.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29216.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Delete Obsolete and Out-Dated Rules 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29216 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29216.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29180.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; NASDAQ OMX BX Inc.; Chicago Board Options Exchange, Incorporated; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Arca LLC; NYSE MKT, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Adoption of Listing Standards for Compensation Committees and Advisors as Required by Rule 10C-1 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29180 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29180.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29179.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Moving the Rule Text That Provides for Pegging on the Exchange From Supplementary Material .26 of Rule 70-Equities to Rule 13-Equities and Amending Such Text to (i) Permit Designated Market Maker Interest To Be Set as Pegging Interest; (ii) Change References From National Best Bid, National Best Offer and National Best Bid or Offer to Best Protected Bid, Best Protected Offer and Best Protected Bid or Offer, Respectively; (iii) Permit Pegging Interest To Peg to the Opposite Side of the Market; and (iv) Provide for An Offset Value To Be Specified for Pegging Interest 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29179 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29179.pdf https://regulations.justia.com/regulations/fedreg/2012/12/04/2012-29149.html Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act 2012-12-04T00:00:00-08:00 2012-12-04T00:00:00-08:00 2012-29149 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-12-04/pdf/2012-29149.pdf