<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/03?registers=between Thu, 23 May 2024 02:00:03 -0700 Thu, 23 May 2024 02:00:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/12/03?registers=between Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Order Granting Approval to Proposed Rule Change, as Modified by Amendment No. 2, To Adopt a Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29078.html https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29078.html Mon, 03 Dec 2012 00:00:00 -0800 2012-29078 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-03/pdf/2012-29078.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Moving the Rule Text That Provides for Pegging on the Exchange From Supplementary Material .26 of NYSE Rule 70 to NYSE Rule 13 and Amending Such Text to (i) Permit Designated Market Maker Interest To Be Set as Pegging Interest; (ii) Change References From National Best Bid, National Best Offer and National Best Bid or Offer to Best Protected Bid, Best Protected Offer and Best Protected Bid or Offer, Respectively; (iii) Permit Pegging Interest To Peg to the Opposite Side of the Market; and (iv) Provide for An Offset Value To Be Specified for Pegging Interest https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29077.html https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29077.html Mon, 03 Dec 2012 00:00:00 -0800 2012-29077 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-03/pdf/2012-29077.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend CBOE Rule 6.18 Concerning the Exchange's Disaster Recovery Facility https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29076.html https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29076.html Mon, 03 Dec 2012 00:00:00 -0800 2012-29076 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-03/pdf/2012-29076.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct One Term in the ICC Rules https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29075.html https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29075.html Mon, 03 Dec 2012 00:00:00 -0800 2012-29075 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-03/pdf/2012-29075.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 7110 Regarding Session Orders https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29074.html https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29074.html Mon, 03 Dec 2012 00:00:00 -0800 2012-29074 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-03/pdf/2012-29074.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to EEM Options Position Limits https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29073.html https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29073.html Mon, 03 Dec 2012 00:00:00 -0800 2012-29073 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-12-03/pdf/2012-29073.pdf Proposed Rule - Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers; Correction https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29048.html https://regulations.justia.com/regulations/fedreg/2012/12/03/2012-29048.html Mon, 03 Dec 2012 00:00:00 -0800 2012-29048 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-12-03/pdf/2012-29048.pdf