<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/11/28?registers=between Sat, 23 Nov 2024 00:41:27 -0800 Sat, 23 Nov 2024 00:41:27 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/11/28?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List To Specify Pricing That Is Currently Applicable to Certain Executions on the Exchange, but That Is Not Currently Included in the Price List https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28799.html https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28799.html Wed, 28 Nov 2012 00:00:00 -0800 2012-28799 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-28/pdf/2012-28799.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123C(9)(a)(1)(ii) To Delete the Requirement That the Order Acceptance Cut-Off Time Cannot Be Past 4:30 p.m. https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28798.html https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28798.html Wed, 28 Nov 2012 00:00:00 -0800 2012-28798 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-28/pdf/2012-28798.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Operation of the Exchange's Depth-of-Book Feed https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28797.html https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28797.html Wed, 28 Nov 2012 00:00:00 -0800 2012-28797 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-28/pdf/2012-28797.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Schedule of Fees and Charges for Exchange Services to Revise Certain Aspects of the Listing Fees Applicable to Structured Products https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28796.html https://regulations.justia.com/regulations/fedreg/2012/11/28/2012-28796.html Wed, 28 Nov 2012 00:00:00 -0800 2012-28796 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-28/pdf/2012-28796.pdf