Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/11/21?limit=200®isters=between&mode=atom2024-11-22T23:32:35-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28299.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Exemption to the Direct Registration Program Requirement to All Foreign Issuers Rather Than Only Foreign Private Issuers2012-11-21T00:00:00-08:002012-11-21T00:00:00-08:002012-28299Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28299.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28265.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Options on the ISE Max SPY Index2012-11-21T00:00:00-08:002012-11-21T00:00:00-08:002012-28265Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28265.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28264.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Withdrawal of a Proposed Rule Change To Amend the Customer Large Trade Discount2012-11-21T00:00:00-08:002012-11-21T00:00:00-08:002012-28264Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28264.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28263.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Enhancements That the Mortgage-Backed Securities Division Intends To Implement to Its Services and Certain Other Clarifications and Corrections to Its Rules2012-11-21T00:00:00-08:002012-11-21T00:00:00-08:002012-28263Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28263.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28262.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Weekly Options Program2012-11-21T00:00:00-08:002012-11-21T00:00:00-08:002012-28262Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28262.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28261.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2012-11-21T00:00:00-08:002012-11-21T00:00:00-08:002012-28261Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28261.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28260.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2012-11-21T00:00:00-08:002012-11-21T00:00:00-08:002012-28260Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28260.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/21/2012-28259.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(x) To Clarify That When There Is an Early Scheduled Close, the 3:45 p.m. ET Time Specified in the Rule Is Adjusted to 15 Minutes Before the Early Scheduled Close2012-11-21T00:00:00-08:002012-11-21T00:00:00-08:002012-28259Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-21/pdf/2012-28259.pdf