Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/11/20?limit=200&registers=between&mode=atom 2024-11-23T01:21:42-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28354.html Notice - Sunshine Act Meeting 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28354 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28354.pdf https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28192.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Amending NYSE Arca, Inc. Rules 3.2 and 3.3 and NYSE Arca Equities, Inc. Rules 3.2 and 3.3 To Expand the Eligibility Requirements for Service on Certain Boards of Directors and Committees 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28192 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28192.pdf https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28176.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot and Penny Pilot Options 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28176 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28176.pdf https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28148.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Amex Options Fee Schedule To Introduce Fees for the Use of Ports 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28148 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28148.pdf https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28146.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28146 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28146.pdf https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28145.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28145 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28145.pdf https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28144.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Monthly Fees for the Use of Ports 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28144 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28144.pdf https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28143.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28143 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28143.pdf https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28137.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Introduce Fees for the Use of Ports 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28137 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28137.pdf https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28136.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Monthly Fees for the Use of Ports 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28136 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28136.pdf https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28135.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Order Cancellation Fee 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28135 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28135.pdf https://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28134.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations 2012-11-20T00:00:00-08:00 2012-11-20T00:00:00-08:00 2012-28134 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28134.pdf