Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/11/20?limit=200®isters=between&mode=atom2024-10-03T16:38:48-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28354.htmlNotice - Sunshine Act Meeting2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28354Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28354.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28192.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Amending NYSE Arca, Inc. Rules 3.2 and 3.3 and NYSE Arca Equities, Inc. Rules 3.2 and 3.3 To Expand the Eligibility Requirements for Service on Certain Boards of Directors and Committees2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28192Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28192.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28176.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot and Penny Pilot Options2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28176.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28148.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Amex Options Fee Schedule To Introduce Fees for the Use of Ports2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28148Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28148.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28146.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28146Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28146.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28145.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28145Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28145.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28144.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Monthly Fees for the Use of Ports2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28144Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28144.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28143.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice To Revise the Method for Determining the Minimum Clearing Fund Size To Include Consideration of the Amount Necessary To Draw on Secured Credit Facilities2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28143Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28143.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28137.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Introduce Fees for the Use of Ports2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28137Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28137.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28136.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Monthly Fees for the Use of Ports2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28136Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28136.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28135.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Order Cancellation Fee2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28135.pdfhttps://regulations.justia.com/regulations/fedreg/2012/11/20/2012-28134.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Changes to Market-Makers' Continuous Quoting Obligations2012-11-20T00:00:00-08:002012-11-20T00:00:00-08:002012-28134Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-11-20/pdf/2012-28134.pdf