Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/11/16?limit=200&registers=between&mode=atom 2024-11-23T00:36:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-28048.html Notice - Sunshine Act Meeting 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-28048 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-28048.pdf https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-28017.html Notice - DIAS Holding, Inc., EarthBlock Technologies, Inc., Ensurapet, Inc., FIIC Holdings, Inc., GeM Solutions, Inc., Gold Star Tutoring Services Inc., and GPS Industries, Inc.; Order of Suspension of Trading 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-28017 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-28017.pdf https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27925.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-27925 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27925.pdf https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27924.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-27924 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27924.pdf https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27875.html Notice - Highland Associates, Inc. and Financial Investors Trust; Notice of Application 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-27875 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27875.pdf https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27873.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With CFTC Part 22 Regulations 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-27873 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27873.pdf https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27872.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee and Rebate Schedule 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-27872 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27872.pdf https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27871.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-27871 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27871.pdf https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27870.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Cabinet Trading Pilot Program in Rule 1059 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-27870 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27870.pdf https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27869.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Cabinet Trading Pilot Program in Rule 1059 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-27869 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27869.pdf https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27868.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change To Establish “Benchmark Orders” Under NASDAQ Rule 4751(f) 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-27868 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27868.pdf https://regulations.justia.com/regulations/fedreg/2012/11/16/2012-27819.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Amendments No. 1, and Order Granting Accelerated Approval for Proposed Rule Changes as Modified by Amendments No. 1 Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols 2012-11-16T00:00:00-08:00 2012-11-16T00:00:00-08:00 2012-27819 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-16/pdf/2012-27819.pdf