Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/11/08?limit=200&registers=between&mode=atom 2024-11-22T23:16:54-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27318.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to CBSX Rule 53.24 2012-11-08T00:00:00-08:00 2012-11-08T00:00:00-08:00 2012-27318 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27318.pdf https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27317.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Amend the By-Laws of FINRA Dispute Resolution, Inc. To Clarify That Services Provided by Mediators Should Not Cause Them To Be Classified as Industry Members Under the By-Laws 2012-11-08T00:00:00-08:00 2012-11-08T00:00:00-08:00 2012-27317 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27317.pdf https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27294.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposal Regarding Quote Mitigation 2012-11-08T00:00:00-08:00 2012-11-08T00:00:00-08:00 2012-27294 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27294.pdf https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27293.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis 2012-11-08T00:00:00-08:00 2012-11-08T00:00:00-08:00 2012-27293 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27293.pdf https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27292.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1 Thereto, Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis 2012-11-08T00:00:00-08:00 2012-11-08T00:00:00-08:00 2012-27292 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27292.pdf https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27291.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Transaction Fees on the New York Block Exchange 2012-11-08T00:00:00-08:00 2012-11-08T00:00:00-08:00 2012-27291 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27291.pdf https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27290.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Extending the FLEX Exercise Settlement Values Pilot 2012-11-08T00:00:00-08:00 2012-11-08T00:00:00-08:00 2012-27290 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27290.pdf https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27289.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Amending Section 907.00 of the Listed Company Manual, Which Describes Certain Complimentary Products and Services That Are Offered to Certain Issuers 2012-11-08T00:00:00-08:00 2012-11-08T00:00:00-08:00 2012-27289 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27289.pdf https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27288.html Notice - Arden Investment Series Trust and Arden Asset Management LLC; Notice of Application 2012-11-08T00:00:00-08:00 2012-11-08T00:00:00-08:00 2012-27288 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27288.pdf https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27266.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34 2012-11-08T00:00:00-08:00 2012-11-08T00:00:00-08:00 2012-27266 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27266.pdf https://regulations.justia.com/regulations/fedreg/2012/11/08/2012-27265.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-11-08T00:00:00-08:00 2012-11-08T00:00:00-08:00 2012-27265 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-11-08/pdf/2012-27265.pdf