Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/10?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-13T02:13:57-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/10/31/2012-26740.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Pring Turner Business Cycle ETF Under NYSE Arca Equities Rule 8.6002012-10-31T00:00:00-07:002012-10-31T00:00:00-07:002012-26740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-31/pdf/2012-26740.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/31/2012-26724.htmlNotice - Privacy Act of 1974: Systems of Records.2012-10-31T00:00:00-07:002012-10-31T00:00:00-07:002012-26724Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-31/pdf/2012-26724.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/31/2012-26712.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2012-10-31T00:00:00-07:002012-10-31T00:00:00-07:002012-26712Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-31/pdf/2012-26712.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/31/2012-26711.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Accelerated Approval of Proposed Rule Change To Accommodate Equity Options That Have a Unit of Trading of 10 Shares2012-10-31T00:00:00-07:002012-10-31T00:00:00-07:002012-26711Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-31/pdf/2012-26711.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26715.htmlNotice - Sunshine Act Meeting Notice2012-10-30T00:00:00-07:002012-10-30T00:00:00-07:002012-26715Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26715.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26642.htmlNotice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt and Amend Certain Rules That Are Applicable to Security Futures2012-10-30T00:00:00-07:002012-10-30T00:00:00-07:002012-26642Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26642.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26641.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Change the Monthly Cost for Option Trading Permits2012-10-30T00:00:00-07:002012-10-30T00:00:00-07:002012-26641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26641.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26640.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Complex Order Auction Process2012-10-30T00:00:00-07:002012-10-30T00:00:00-07:002012-26640Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26640.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26639.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the iShares Sovereign Screened Global Bond Fund2012-10-30T00:00:00-07:002012-10-30T00:00:00-07:002012-26639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26639.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26638.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Complex Order Auction Process2012-10-30T00:00:00-07:002012-10-30T00:00:00-07:002012-26638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26638.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26589.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Units of the Sprott Physical Platinum and Palladium Trust Pursuant to NYSE Arca Equities Rule 8.2012012-10-30T00:00:00-07:002012-10-30T00:00:00-07:002012-26589Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26589.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/30/2012-26560.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Regarding the Valuation of Securities on Deposit2012-10-30T00:00:00-07:002012-10-30T00:00:00-07:002012-26560Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-30/pdf/2012-26560.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/29/2012-26609.htmlNotice - Chimera Energy Corporation; Order of Suspension of Trading2012-10-29T00:00:00-07:002012-10-29T00:00:00-07:002012-26609Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-29/pdf/2012-26609.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/29/2012-26541.htmlNotice - Proposed Collection; Comment Request2012-10-29T00:00:00-07:002012-10-29T00:00:00-07:002012-26541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-29/pdf/2012-26541.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/29/2012-26540.htmlNotice - PNC Capital Advisors, LLC, et al.; Notice of Application2012-10-29T00:00:00-07:002012-10-29T00:00:00-07:002012-26540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-29/pdf/2012-26540.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/29/2012-26470.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Increase Position and Exercise Limits for EEM Options2012-10-29T00:00:00-07:002012-10-29T00:00:00-07:002012-26470Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-29/pdf/2012-26470.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/29/2012-26469.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish Fees for New Optional Wireless Connectivity for Co-located Clients2012-10-29T00:00:00-07:002012-10-29T00:00:00-07:002012-26469Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-29/pdf/2012-26469.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26506.htmlNotice - In the Matter of China Voice Holding Corp., China Yongxin Pharmaceuticals, Inc., Creative Technologies Holdings, Inc., Crestek, Inc., Crys*Tel Telecommunications.com, Inc. (n/k/a Fleet Management Solutions, Inc.), CSI Computer Specialists, Inc., and CST Entertainment, Inc. (n/k/a Legacy Holding, Inc.); Order of Suspension of Trading2012-10-26T00:00:00-07:002012-10-26T00:00:00-07:002012-26506Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26506.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26503.htmlNotice - MedLink International, Inc.; Order of Suspension of Trading2012-10-26T00:00:00-07:002012-10-26T00:00:00-07:002012-26503Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26503.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26399.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions2012-10-26T00:00:00-07:002012-10-26T00:00:00-07:002012-26399Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26399.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26344.htmlNotice - Legg Mason ETF Trust, et al.; Notice of Application2012-10-26T00:00:00-07:002012-10-26T00:00:00-07:002012-26344Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26344.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26341.htmlNotice - Neuberger Berman Alternative Funds, et al.; Notice of Application2012-10-26T00:00:00-07:002012-10-26T00:00:00-07:002012-26341Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26341.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26340.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving a Proposed Rule Change To Amend the Real-Time Transaction Reporting System Information System and Subscription Service2012-10-26T00:00:00-07:002012-10-26T00:00:00-07:002012-26340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26340.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26339.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a TRACE Pilot Program in FINRA Rule 6730(e)(4)2012-10-26T00:00:00-07:002012-10-26T00:00:00-07:002012-26339Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26339.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/26/2012-26338.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Definition of “Money Market Instrument” in FINRA Rule 6710(o)2012-10-26T00:00:00-07:002012-10-26T00:00:00-07:002012-26338Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-26/pdf/2012-26338.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26402.htmlNotice - Sunshine Act Meeting Notice.2012-10-25T00:00:00-07:002012-10-25T00:00:00-07:002012-26402Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26402.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26357.htmlNotice - In the Matter of Fearless International, Inc., Glassmaster Company, Global Entertainment Holdings/Equities, Inc., Global Realty Development Corp., Global Roaming Distribution, Inc., and Gottaplay Interactive, Inc.; Order of Suspension of Trading2012-10-25T00:00:00-07:002012-10-25T00:00:00-07:002012-26357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26357.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26279.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Weekly Program2012-10-25T00:00:00-07:002012-10-25T00:00:00-07:002012-26279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26279.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26254.htmlNotice - Proposed Collection; Comment Request2012-10-25T00:00:00-07:002012-10-25T00:00:00-07:002012-26254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26254.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26253.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the WisdomTree Global Corporate Bond Fund of the WisdomTree Trust2012-10-25T00:00:00-07:002012-10-25T00:00:00-07:002012-26253Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26253.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/25/2012-26234.htmlNotice - Notice of Intention To Cancel Registrations of Certain Investment Advisers Pursuant to the Investment Advisers Act of 19402012-10-25T00:00:00-07:002012-10-25T00:00:00-07:002012-26234Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-25/pdf/2012-26234.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26163.htmlNotice - Trust for Professional Managers and Collins Capital Investments, LLC; Notice of Application2012-10-24T00:00:00-07:002012-10-24T00:00:00-07:002012-26163Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26163.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26148.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Adopt a Designated Primary Market-Maker Program2012-10-24T00:00:00-07:002012-10-24T00:00:00-07:002012-26148Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26148.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26147.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Update the Contract Reference Obligation ISINs Associated With Eight Single Name Contracts2012-10-24T00:00:00-07:002012-10-24T00:00:00-07:002012-26147Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26147.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26146.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Maker Fees for Certain Complex Orders Executed on the Exchange2012-10-24T00:00:00-07:002012-10-24T00:00:00-07:002012-26146Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26146.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26145.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities2012-10-24T00:00:00-07:002012-10-24T00:00:00-07:002012-26145Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26145.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26144.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-Equities To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities2012-10-24T00:00:00-07:002012-10-24T00:00:00-07:002012-26144Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26144.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26143.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 102.01 and 103.00 of the Exchange's Listed Company Manual To Permit the Consideration of Stockholders and Trading Volume in the Company's Home Country Market or Primary Trading Market Outside the United States, Provided Such Market is a Regulated Stock Exchange, When Determining the Qualification for Initial Listing Under Section 102.01 of a Company From Outside North America2012-10-24T00:00:00-07:002012-10-24T00:00:00-07:002012-26143Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26143.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/23/2012-26149.htmlNotice - Sunshine Act Meeting2012-10-23T00:00:00-07:002012-10-23T00:00:00-07:002012-26149Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-23/pdf/2012-26149.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/22/2012-25879.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Rules To Clarify the Handling of Zero Displayed Reserve Orders During Crossed Markets and To Add a Definition of a Primary Peg Order2012-10-22T00:00:00-07:002012-10-22T00:00:00-07:002012-25879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-22/pdf/2012-25879.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/22/2012-25871.htmlNotice - Medley Capital Corporation, et al.2012-10-22T00:00:00-07:002012-10-22T00:00:00-07:002012-25871Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-22/pdf/2012-25871.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/22/2012-25866.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess a Monthly Fee for Subscription to the QView Service2012-10-22T00:00:00-07:002012-10-22T00:00:00-07:002012-25866Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-22/pdf/2012-25866.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/22/2012-25865.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess a Monthly Fee for Subscription to the QView Service2012-10-22T00:00:00-07:002012-10-22T00:00:00-07:002012-25865Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-22/pdf/2012-25865.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/22/2012-25864.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend CME Rule 971 To Require FCM Clearing Members To Provide Certain View-Only Access2012-10-22T00:00:00-07:002012-10-22T00:00:00-07:002012-25864Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-22/pdf/2012-25864.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/19/2012-25937.htmlNotice - Sunshine Act Meeting2012-10-19T00:00:00-07:002012-10-19T00:00:00-07:002012-25937Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-19/pdf/2012-25937.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/19/2012-25739.htmlNotice - Submission for OMB Review; Comment Request2012-10-19T00:00:00-07:002012-10-19T00:00:00-07:002012-25739Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-19/pdf/2012-25739.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/19/2012-25738.htmlNotice - Submission for OMB Review; Comment Request2012-10-19T00:00:00-07:002012-10-19T00:00:00-07:002012-25738Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-19/pdf/2012-25738.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/19/2012-25736.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Certain Disclosure Requirements To Require Listed Companies To Publicly Describe the Specific Basis and Concern Identified by Nasdaq When a Company Does Not Meet a Listing Standard and Give Nasdaq the Authority To Make Such Public Announcement When a Listed Company Fails To Do so2012-10-19T00:00:00-07:002012-10-19T00:00:00-07:002012-25736Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-19/pdf/2012-25736.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25654.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Phlx's Fee Schedule Governing Order Execution on Its NASDAQ OMX PSX Facility2012-10-18T00:00:00-07:002012-10-18T00:00:00-07:002012-25654Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25654.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25653.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify BX's Fee Schedule Governing Order Execution and Routing2012-10-18T00:00:00-07:002012-10-18T00:00:00-07:002012-25653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25653.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25652.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt a Retail Price Improvement Program2012-10-18T00:00:00-07:002012-10-18T00:00:00-07:002012-25652Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25652.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25651.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Customer Rebate Program, Multiply Listed Options Transaction Charges and PIXL2012-10-18T00:00:00-07:002012-10-18T00:00:00-07:002012-25651Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25651.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25602.htmlNotice - Proposed Collection; Comment Request2012-10-18T00:00:00-07:002012-10-18T00:00:00-07:002012-25602Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25602.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25601.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ's Schedule of Execution Fees for Order Routing Under Rule 70182012-10-18T00:00:00-07:002012-10-18T00:00:00-07:002012-25601Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25601.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25600.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change With Respect to INAV Pegged Orders for ETFs2012-10-18T00:00:00-07:002012-10-18T00:00:00-07:002012-25600Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25600.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25599.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund Under NYSE Arca Equities Rule 5.2(j)(3)2012-10-18T00:00:00-07:002012-10-18T00:00:00-07:002012-25599Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25599.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25598.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund Under NYSE Arca Equities Rule 5.2(j)(3)2012-10-18T00:00:00-07:002012-10-18T00:00:00-07:002012-25598Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25598.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25649.htmlNotice - Sunshine Act Meeting2012-10-17T00:00:00-07:002012-10-17T00:00:00-07:002012-25649Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25649.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25541.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add an Additional Execution Algorithm and Priority Overlays To Govern the Priority of Orders2012-10-17T00:00:00-07:002012-10-17T00:00:00-07:002012-25541Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25541.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25501.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend NASD Rule 2711 and Incorporated NYSE Rule 472 To Conform With the Requirements of the Jumpstart Our Business Startups Act and Related Changes2012-10-17T00:00:00-07:002012-10-17T00:00:00-07:002012-25501Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25501.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25500.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule Relating to Criteria for Rebates to Order Flow Providers2012-10-17T00:00:00-07:002012-10-17T00:00:00-07:002012-25500Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25500.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25499.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Add Rules Related to the Clearing of iTraxx Europe Index CDS and European Corporate Single-Name CDS2012-10-17T00:00:00-07:002012-10-17T00:00:00-07:002012-25499Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25499.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25498.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Complex Orders Executed on the Exchange2012-10-17T00:00:00-07:002012-10-17T00:00:00-07:002012-25498Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25498.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/17/2012-25433.htmlNotice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Amending NSX Rule 15.5 To Comply With the Requirements of Exchange Act Rule 10C-12012-10-17T00:00:00-07:002012-10-17T00:00:00-07:002012-25433Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-17/pdf/2012-25433.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25497.htmlNotice - Sunshine Act Meetings2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25497Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25497.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25407.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, To Establish Listing Standards for Issuers' Compensation Committees2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25407Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25407.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25358.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change to List and Trade Shares of the RiverFront Strategic Income Fund under NYSE Arca Equities Rule 8.6002012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25358Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25358.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25357.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Non-Penny Pilot and Penny Pilot Options2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25357.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25356.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 902.03 of the New York Stock Exchange LLC Listed Company Manual To Amend Annual Fees and Certain Other Listing Fees Included Therein and To Make Technical and Conforming Changes2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25356Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25356.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25346.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Route Out Fees for Priority Customers2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25346Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25346.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25345.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25345Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25345.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25344.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25344Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25344.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25343.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25343Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25343.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25342.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25342Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25342.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25341.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce the Per Contract Clearing Fee for Routing Trades Executed in Accordance With the Options Order Protection and Locked/Crossed Market Plan to $.01 Per Contract2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25341Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25341.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25335.htmlNotice - Permal Hedge Strategies Fund, et al.;2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25335Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25335.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25334.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide for Automatic Cancellation of Midpoint Peg Post-Only Orders at Market Close2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25334Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25334.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25333.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Order Routing Rules2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25333Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25333.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25332.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Order Routing Rules2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25332Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25332.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25331.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to NOM2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25331Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25331.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25322.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to Certain Fees and Credits Within the New York Stock Exchange LLC Price List2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25322Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25322.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25321.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.02 of the New York Stock Exchange Listed Company Manual Regarding Waivers for Certain Listing Fees2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25321Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25321.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/16/2012-25320.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Fees for Certain Proprietary Options Market Data Products2012-10-16T00:00:00-07:002012-10-16T00:00:00-07:002012-25320Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-16/pdf/2012-25320.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25283.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Update Its Rule 31.10-Corporate Governance-in Order To Comply With New Rule 10C-1 Under the Securities Exchange Act of 19342012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-25283Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25283.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25282.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Schedule 502 of the ICC Rules2012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-25282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25282.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25281.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Listing Rules for Compensation Committees To Comply With Rule 10C-1 Under the Exchange Act and Make Other Related Changes2012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-25281Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25281.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25280.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No.1, To Adopt Listing Standards Related to Certain Compensation Committee and Compensation Adviser Requirements2012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-25280Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25280.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25279.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Further That the Provisions of the Rule 800 Series Are Not Effective To Permit the Listing of Securities and Include a Reference on the Need To Comply With Rule 10C-1 Under the Securities Exchange Act of 1934 Should the Exchange List Equity Securities in the Future2012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-25279Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25279.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25278.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No.1, Amending Sections 303A.00, 303A.02(a) and 303A.05 of the Exchange's Listed Company Manual To Comply With the Requirements of Securities and Exchange Commission Rule 10C-12012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-25278Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25278.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25223.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Modify the Listing Rules for Compensation Committees To Comply With Rule 10C-1 under the Exchange Act and Make Other Related Changes2012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-25223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25223.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25222.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Sections 110, 801, 803 and 805 of the Exchange's Company Guide To Comply With the Requirements of Securities and Exchange Commission Rule 10C-12012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-25222Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25222.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25221.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.3(k)(4) To Comply With the Requirements of Securities and Exchange Commission Rule 10C-12012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-25221Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25221.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25220.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Certain Proprietary Options Market Data Products2012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-25220Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25220.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-25219.htmlNotice - Investor Advisory Committee2012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-25219Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-25219.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/15/2012-24998.htmlRule - Adoption of Updated EDGAR Filer Manual2012-10-15T00:00:00-07:002012-10-15T00:00:00-07:002012-24998Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-15/pdf/2012-24998.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25130.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing From an Affiliated Exchange2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25130.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25116.htmlProposed Rule - Temporary Rule Regarding Principal Trades With Certain Advisory Clients2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25116Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25116.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25106.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer the ACT Reject Scan and Assess a Related Fee2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25106Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25106.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25105.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 4758(a)(1)(A) To Reflect a Change in Its Routing Functionality To Allow Routable Orders To Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25105Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25105.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25104.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 3315(a)(1)(A) To Reflect a Change in Its Routing Functionality To Allow Routable Orders to Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25104Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25104.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25103.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise CDS Procedures Related to Clearing Certainty Requirements2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25103Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25103.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25092.htmlNotice - Submission for OMB Review; Comment Request2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25092Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25092.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25091.htmlNotice - Submission for OMB Review; Comment Request2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25091Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25091.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25090.htmlNotice - Submission for OMB Review; Comment Request2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25090Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25090.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25089.htmlNotice - Submission for OMB Review; Comment Request2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25089.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25088.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice and Notice of No Objection To Replace The Options Clearing Corporation's Credit Facility2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25088.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25087.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to NYSE Arca Rule 6.8 Adopting a Pilot Program Eliminating Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund,12012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25087.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25086.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Pilot Program To Eliminate Position and Exercise Limits in SPY Options2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25086Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25086.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25085.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Position Limits for SPY Options on a Pilot Basis2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25085Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25085.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25084.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing From an Affiliated Exchange2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25084Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25084.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25083.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing From an Affiliated Exchange2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25083Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25083.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25082.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Assessed Under Rule 7003(a)2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25082Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25082.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25081.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Singly Listed Options2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25081Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25081.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25080.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Closing Rotation Procedures for S&P 500 Index Options2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25080Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25080.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25079.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Related To Legal Segregation With Operational Commingling2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25079Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25079.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25078.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With CFTC Part 22 Regulations2012-10-12T00:00:00-07:002012-10-12T00:00:00-07:002012-25078Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25078.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24980.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2012-10-11T00:00:00-07:002012-10-11T00:00:00-07:002012-24980Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24980.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24979.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2012-10-11T00:00:00-07:002012-10-11T00:00:00-07:002012-24979Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24979.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24970.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Amend the Fees Charged for Routing Orders to the New York Stock Exchange LLC2012-10-11T00:00:00-07:002012-10-11T00:00:00-07:002012-24970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24970.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24969.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services2012-10-11T00:00:00-07:002012-10-11T00:00:00-07:002012-24969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24969.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24968.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Fee Pilot Program for NASDAQ Last Sale2012-10-11T00:00:00-07:002012-10-11T00:00:00-07:002012-24968Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24968.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24957.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of iShares 2018 S&P AMT-Free Municipal Series and iShares 2019 S&P AMT-Free Municipal Series Under NYSE Arca Equities Rule 5.2(j)(3), Commentary .022012-10-11T00:00:00-07:002012-10-11T00:00:00-07:002012-24957Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24957.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24956.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on BOX2012-10-11T00:00:00-07:002012-10-11T00:00:00-07:002012-24956Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24956.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/11/2012-24955.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding Treasury Securities Options2012-10-11T00:00:00-07:002012-10-11T00:00:00-07:002012-24955Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-11/pdf/2012-24955.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/10/2012-24971.htmlNotice - Order of Suspension of Trading; In the Matter of Liberty Silver Corp.2012-10-10T00:00:00-07:002012-10-10T00:00:00-07:002012-24971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-10/pdf/2012-24971.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/10/2012-24886.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive Clarifications to the Exchange's Schedule of Fees2012-10-10T00:00:00-07:002012-10-10T00:00:00-07:002012-24886Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-10/pdf/2012-24886.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/10/2012-24859.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Trading Activity Fee Rate for Transactions in Security Futures2012-10-10T00:00:00-07:002012-10-10T00:00:00-07:002012-24859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-10/pdf/2012-24859.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/10/2012-24858.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit Rules To Provide for Clearing of Additional Single Name Investment Grade CDS Contracts2012-10-10T00:00:00-07:002012-10-10T00:00:00-07:002012-24858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-10/pdf/2012-24858.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24937.htmlNotice - Sunshine Act Meeting2012-10-09T00:00:00-07:002012-10-09T00:00:00-07:002012-24937Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24937.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24742.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan2012-10-09T00:00:00-07:002012-10-09T00:00:00-07:002012-24742Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24742.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24741.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members and Member Organizations the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan2012-10-09T00:00:00-07:002012-10-09T00:00:00-07:002012-24741Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24741.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24740.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant To NYSE Arca Equities Rule 8.2012012-10-09T00:00:00-07:002012-10-09T00:00:00-07:002012-24740Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24740.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24739.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules for the September 20, 2012 and September 27, 2012 Scheduled Index Series Listings2012-10-09T00:00:00-07:002012-10-09T00:00:00-07:002012-24739Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24739.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24738.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of FlexShares Ready Access Variable Income Fund Under NYSE Arca Equities Rule 8.6002012-10-09T00:00:00-07:002012-10-09T00:00:00-07:002012-24738Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24738.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24734.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.2012-10-09T00:00:00-07:002012-10-09T00:00:00-07:002012-24734Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24734.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24733.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish the Market Quality Program2012-10-09T00:00:00-07:002012-10-09T00:00:00-07:002012-24733Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24733.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24732.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to EDGA Rule 11.5 To Add a New Order Type2012-10-09T00:00:00-07:002012-10-09T00:00:00-07:002012-24732Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24732.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/09/2012-24731.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to EDGX Rule 11.5 To Add a New Order Type2012-10-09T00:00:00-07:002012-10-09T00:00:00-07:002012-24731Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-09/pdf/2012-24731.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24578.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Rule 711 To Provide for the Nullification of Trades by Mutual Agreement of the Parties Thereto2012-10-05T00:00:00-07:002012-10-05T00:00:00-07:002012-24578Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24578.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24577.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees2012-10-05T00:00:00-07:002012-10-05T00:00:00-07:002012-24577Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24577.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24576.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Reduced Fees for Historical ISE Open/Close Trade Profile Intraday Market Data Offering2012-10-05T00:00:00-07:002012-10-05T00:00:00-07:002012-24576Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24576.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24575.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Related to Clearing Certainty Requirements2012-10-05T00:00:00-07:002012-10-05T00:00:00-07:002012-24575Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24575.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24574.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With Revisions to CFTC Regulations Governing Derivatives Clearing Organizations2012-10-05T00:00:00-07:002012-10-05T00:00:00-07:002012-24574Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24574.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24573.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer the QView Service2012-10-05T00:00:00-07:002012-10-05T00:00:00-07:002012-24573Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24573.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24572.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer the QView Service2012-10-05T00:00:00-07:002012-10-05T00:00:00-07:002012-24572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24572.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/05/2012-24540.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Enhance the Default Pricing Methodology Used by NSCC's Automated Customer Account Transfer Service2012-10-05T00:00:00-07:002012-10-05T00:00:00-07:002012-24540Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-05/pdf/2012-24540.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/04/2012-24493.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule2012-10-04T00:00:00-07:002012-10-04T00:00:00-07:002012-24493Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-04/pdf/2012-24493.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/04/2012-24459.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402012-10-04T00:00:00-07:002012-10-04T00:00:00-07:002012-24459Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-04/pdf/2012-24459.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/04/2012-24458.htmlNotice - PACE Select Advisors Trust and UBS Global Asset Management (Americas) Inc.; Notice of Application2012-10-04T00:00:00-07:002012-10-04T00:00:00-07:002012-24458Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-04/pdf/2012-24458.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/04/2012-24457.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; International Securities Exchange, LLC; Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1 To List and Trade Option Contracts Overlying 10 Shares of Certain Securities2012-10-04T00:00:00-07:002012-10-04T00:00:00-07:002012-24457Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-04/pdf/2012-24457.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24340.htmlNotice - Submission for OMB Review; Comment Request2012-10-03T00:00:00-07:002012-10-03T00:00:00-07:002012-24340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24340.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24293.htmlNotice - PowerShares Exchange-Traded Fund Trust, et al.; Notice of Application2012-10-03T00:00:00-07:002012-10-03T00:00:00-07:002012-24293Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24293.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24292.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule 2.112012-10-03T00:00:00-07:002012-10-03T00:00:00-07:002012-24292Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24292.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24291.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule 2.112012-10-03T00:00:00-07:002012-10-03T00:00:00-07:002012-24291Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24291.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24290.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the P.M.-Settled S&P 500 Index Option Product Pilot Program2012-10-03T00:00:00-07:002012-10-03T00:00:00-07:002012-24290Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24290.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24289.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to AIM, SAM, FLEX AIM, FLEX SAM and FLEX Electronic RFQs2012-10-03T00:00:00-07:002012-10-03T00:00:00-07:002012-24289Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24289.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24288.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule To Eliminate Position and Exercise Limits for Physically-Settled SPY Options on a Pilot Basis2012-10-03T00:00:00-07:002012-10-03T00:00:00-07:002012-24288Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24288.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/03/2012-24287.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Eliminate Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund,12012-10-03T00:00:00-07:002012-10-03T00:00:00-07:002012-24287Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-03/pdf/2012-24287.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/02/2012-24247.htmlNotice - Sunshine Act Meeting2012-10-02T00:00:00-07:002012-10-02T00:00:00-07:002012-24247Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-02/pdf/2012-24247.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/02/2012-24179.htmlNotice - Acceptance of Public Submissions Regarding the Study of Stable Value Contracts2012-10-02T00:00:00-07:002012-10-02T00:00:00-07:002012-24179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-02/pdf/2012-24179.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/02/2012-24171.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change to Move the Time at Which the Mortgage-Backed Securities Division Runs Its Daily Morning Pass2012-10-02T00:00:00-07:002012-10-02T00:00:00-07:002012-24171Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-02/pdf/2012-24171.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/02/2012-24170.htmlNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to AIM and SAM2012-10-02T00:00:00-07:002012-10-02T00:00:00-07:002012-24170Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-02/pdf/2012-24170.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/02/2012-24169.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Codification of a Fee Schedule for the Sale by Market Data Express, LLC, an Affiliate of CBOE, of a Data Product That Includes Option Valuations2012-10-02T00:00:00-07:002012-10-02T00:00:00-07:002012-24169Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-02/pdf/2012-24169.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/01/2012-24197.htmlNotice - In the Matter of Diomed Holdings, Inc., Dominion Minerals Corp., EnerLume Energy Management Corp., EPIX Pharmaceuticals, Inc., Familymeds Group, Inc., GlycoGenesys, Inc., and Greater Atlantic Financial Corp.; Order of Suspension of Trading2012-10-01T00:00:00-07:002012-10-01T00:00:00-07:002012-24197Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-01/pdf/2012-24197.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/01/2012-24040.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Rules 3.2 and 3.3 and NYSE Arca Equities, Inc. (“NYSE Arca Equities”) Rules 3.2 and 3.3 to Expand the Eligibility Requirements for Service on Boards of Directors and Committees2012-10-01T00:00:00-07:002012-10-01T00:00:00-07:002012-24040Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-01/pdf/2012-24040.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/01/2012-24039.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Allow FCM Clearing Member CEOs and CFOs To Designate Authorized Representatives To Approve Certain Disbursements of Customer Funds2012-10-01T00:00:00-07:002012-10-01T00:00:00-07:002012-24039Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-01/pdf/2012-24039.pdfhttps://regulations.justia.com/regulations/fedreg/2012/10/01/2012-24038.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Advance Notice Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis2012-10-01T00:00:00-07:002012-10-01T00:00:00-07:002012-24038Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-10-01/pdf/2012-24038.pdf