Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/10/24?limit=200&registers=between&mode=atom 2024-11-26T19:28:56-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26163.html Notice - Trust for Professional Managers and Collins Capital Investments, LLC; Notice of Application 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26163 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26163.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26148.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Adopt a Designated Primary Market-Maker Program 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26148 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26148.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26147.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICC Rules To Update the Contract Reference Obligation ISINs Associated With Eight Single Name Contracts 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26147 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26147.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26146.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Maker Fees for Certain Complex Orders Executed on the Exchange 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26146 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26146.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26145.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 17 To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26145 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26145.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26144.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 17-Equities To Add a New Paragraph (c)(3) Addressing the Authority of the Exchange or Archipelago Securities LLC To Cancel Orders When a Technical or Systems Issue Occurs and To Describe the Operation of an Error Account for Arca Securities 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26144 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26144.pdf https://regulations.justia.com/regulations/fedreg/2012/10/24/2012-26143.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 102.01 and 103.00 of the Exchange's Listed Company Manual To Permit the Consideration of Stockholders and Trading Volume in the Company's Home Country Market or Primary Trading Market Outside the United States, Provided Such Market is a Regulated Stock Exchange, When Determining the Qualification for Initial Listing Under Section 102.01 of a Company From Outside North America 2012-10-24T00:00:00-07:00 2012-10-24T00:00:00-07:00 2012-26143 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-24/pdf/2012-26143.pdf