<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/10/18?registers=between Sat, 23 Nov 2024 03:38:19 -0800 Sat, 23 Nov 2024 03:38:19 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/10/18?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Phlx's Fee Schedule Governing Order Execution on Its NASDAQ OMX PSX Facility https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25654.html https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25654.html Thu, 18 Oct 2012 00:00:00 -0700 2012-25654 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25654.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify BX's Fee Schedule Governing Order Execution and Routing https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25653.html https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25653.html Thu, 18 Oct 2012 00:00:00 -0700 2012-25653 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25653.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Adopt a Retail Price Improvement Program https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25652.html https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25652.html Thu, 18 Oct 2012 00:00:00 -0700 2012-25652 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25652.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Customer Rebate Program, Multiply Listed Options Transaction Charges and PIXL https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25651.html https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25651.html Thu, 18 Oct 2012 00:00:00 -0700 2012-25651 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25651.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25602.html https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25602.html Thu, 18 Oct 2012 00:00:00 -0700 2012-25602 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25602.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ's Schedule of Execution Fees for Order Routing Under Rule 7018 https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25601.html https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25601.html Thu, 18 Oct 2012 00:00:00 -0700 2012-25601 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25601.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change With Respect to INAV Pegged Orders for ETFs https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25600.html https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25600.html Thu, 18 Oct 2012 00:00:00 -0700 2012-25600 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25600.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25599.html https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25599.html Thu, 18 Oct 2012 00:00:00 -0700 2012-25599 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25599.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25598.html https://regulations.justia.com/regulations/fedreg/2012/10/18/2012-25598.html Thu, 18 Oct 2012 00:00:00 -0700 2012-25598 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-18/pdf/2012-25598.pdf