Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker

Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/10/12?limit=200&registers=between&mode=atom 2024-11-23T04:59:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25130.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing From an Affiliated Exchange 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25130 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25130.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25116.html Proposed Rule - Temporary Rule Regarding Principal Trades With Certain Advisory Clients 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00

2012-25116 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25116.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25106.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer the ACT Reject Scan and Assess a Related Fee 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25106 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25106.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25105.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 4758(a)(1)(A) To Reflect a Change in Its Routing Functionality To Allow Routable Orders To Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25105 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25105.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25104.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 3315(a)(1)(A) To Reflect a Change in Its Routing Functionality To Allow Routable Orders to Simultaneously Execute Against Exchange Available Shares and Route to Other Markets for Execution of the Remainder of the Order 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25104 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25104.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25103.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise CDS Procedures Related to Clearing Certainty Requirements 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25103 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25103.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25092.html Notice - Submission for OMB Review; Comment Request 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25092 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25092.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25091.html Notice - Submission for OMB Review; Comment Request 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25091 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25091.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25090.html Notice - Submission for OMB Review; Comment Request 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25090 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25090.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25089.html Notice - Submission for OMB Review; Comment Request 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25089 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25089.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25088.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice and Notice of No Objection To Replace The Options Clearing Corporation's Credit Facility 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25088 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25088.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25087.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to NYSE Arca Rule 6.8 Adopting a Pilot Program Eliminating Position Limits for Options on the SPDR® S&P 500® Exchange-Traded Fund,1 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25087 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25087.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25086.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Pilot Program To Eliminate Position and Exercise Limits in SPY Options 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25086 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25086.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25085.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Position Limits for SPY Options on a Pilot Basis 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25085 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25085.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25084.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing From an Affiliated Exchange 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25084 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25084.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25083.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing From an Affiliated Exchange 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25083 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25083.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25082.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees Assessed Under Rule 7003(a) 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25082 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25082.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25081.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Singly Listed Options 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25081 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25081.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25080.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Closing Rotation Procedures for S&P 500 Index Options 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25080 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25080.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25079.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Revise Rules Related To Legal Segregation With Operational Commingling 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25079 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25079.pdf https://regulations.justia.com/regulations/fedreg/2012/10/12/2012-25078.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Comply With CFTC Part 22 Regulations 2012-10-12T00:00:00-07:00 2012-10-12T00:00:00-07:00 2012-25078 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-10-12/pdf/2012-25078.pdf