Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/27?limit=200®isters=between&mode=atom2024-11-23T08:30:35-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23816.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Relating to the Clearance and Settlement of Over-the-Counter Options2012-09-27T00:00:00-07:002012-09-27T00:00:00-07:002012-23816Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23816.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23798.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Members the Ability To Pay a Regulatory Fine Pursuant to an Installment Plan2012-09-27T00:00:00-07:002012-09-27T00:00:00-07:002012-23798Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23798.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23769.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 13.92012-09-27T00:00:00-07:002012-09-27T00:00:00-07:002012-23769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23769.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23768.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 13.92012-09-27T00:00:00-07:002012-09-27T00:00:00-07:002012-23768Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23768.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23767.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend Rule G-34 on CUSIP Numbers, New Issue, and Market Information Requirements2012-09-27T00:00:00-07:002012-09-27T00:00:00-07:002012-23767Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23767.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23766.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Sections 1203(a) and 1205(b) of the NYSE MKT Company Guide (“Company Guide”) To Increase the Fees Applicable to Issuers Requesting Review of a Determination To Limit or Prohibit the Continued Listing of Their Securities on the Exchange2012-09-27T00:00:00-07:002012-09-27T00:00:00-07:002012-23766Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23766.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23765.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2012-09-27T00:00:00-07:002012-09-27T00:00:00-07:002012-23765Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23765.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23764.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Small Order Preference Priority Overlay2012-09-27T00:00:00-07:002012-09-27T00:00:00-07:002012-23764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23764.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/27/2012-23763.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Order Granting Approval of a Proposed Rule Change Amending the Members' Schedule of NYSE Amex Options LLC in Order To Reflect Changes to the Capital Structure of the Company2012-09-27T00:00:00-07:002012-09-27T00:00:00-07:002012-23763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-27/pdf/2012-23763.pdf