Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/26?limit=200&registers=between&mode=atom 2024-11-26T21:39:16-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23762.html Notice - Sunshine Act Meeting 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23762 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23762.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23688.html Rule - Extension of Temporary Registration of Municipal Advisors 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23688 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23688.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23637.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Amending Commentary .07 to NYSE Arca Options Rule 6.4 To Expand the Number of Expirations Available Under the Short Term Option Series Program (“STOS Program”), To Allow for the Exchange To Delist any Series in the STOS That Do Not Have Open Interest and To Expand the Number of Series in STOS Under Limited Circumstances 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23637 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23637.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23636.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1, Amending Rule 903(h) and Related Commentary .10 To Expand the Number of Expirations Available Under the Short Term Option Series Program (“STOS Program”), To Allow for the Exchange To Delist Any Series in the STOS That Do Not Have Open Interest and To Expand the Number of Series in STOS Under Limited Circumstances 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23636 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23636.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23635.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to the Margining of Segregated Futures Customer Accounts on a Gross Basis 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23635 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23635.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23634.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change To Amend the NYSE Amex Options LLC Members Agreement To Empower the Volume Dispute Committee To Establish Principles for Determining Whether the Exchange Has Experienced a Bona Fide Systems Problem and To Adjust Certain Volume Measurements Accordingly 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23634 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23634.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23633.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the iShares Short Maturity Bond Fund 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23633 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23633.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23632.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23632 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23632.pdf https://regulations.justia.com/regulations/fedreg/2012/09/26/2012-23601.html Notice - Proposed Collection; Comment Request 2012-09-26T00:00:00-07:00 2012-09-26T00:00:00-07:00 2012-23601 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-26/pdf/2012-23601.pdf