<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/20?registers=between Sat, 04 May 2024 06:32:06 -0700 Sat, 04 May 2024 06:32:06 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/20?registers=between Notice - Enwin Resources, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23316.html https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23316.html Thu, 20 Sep 2012 00:00:00 -0700 2012-23316 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23316.pdf Notice - Drucker, Inc., DynaMotive Energy Systems Corp., and Gate to Wire Solutions, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23315.html https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23315.html Thu, 20 Sep 2012 00:00:00 -0700 2012-23315 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23315.pdf Notice - China Mobile Media Technology, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23314.html https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23314.html Thu, 20 Sep 2012 00:00:00 -0700 2012-23314 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23314.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Proposes [sic] To Amend Commentary .06 to NYSE Arca Options Rule 6.4 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration. https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23237.html https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23237.html Thu, 20 Sep 2012 00:00:00 -0700 2012-23237 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23237.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23233.html https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23233.html Thu, 20 Sep 2012 00:00:00 -0700 2012-23233 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23233.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Commentary .04 to NYSE Amex Options Rule 903 To Permit the Exchange To List Additional Strike Prices Until the Close of Trading on the Second Business Day Prior to Monthly Expiration https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23204.html https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23204.html Thu, 20 Sep 2012 00:00:00 -0700 2012-23204 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23204.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Change and Amendments Nos. 1, 2, 3 and 4 Thereto, To Require Members To Provide Customers in TRACE-Eligible Debt Securities With Additional, Transaction-Specific Disclosures and To Notify Customers of the Availability of a Disclosure Document https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23182.html https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23182.html Thu, 20 Sep 2012 00:00:00 -0700 2012-23182 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23182.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Electronic Firm Fee Discount https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23181.html https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23181.html Thu, 20 Sep 2012 00:00:00 -0700 2012-23181 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23181.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Add an Index Option Product for Trading on the Exchange https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23180.html https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23180.html Thu, 20 Sep 2012 00:00:00 -0700 2012-23180 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23180.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23179.html https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23179.html Thu, 20 Sep 2012 00:00:00 -0700 2012-23179 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23179.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees Regarding Complex Order Rebates https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23178.html https://regulations.justia.com/regulations/fedreg/2012/09/20/2012-23178.html Thu, 20 Sep 2012 00:00:00 -0700 2012-23178 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-20/pdf/2012-23178.pdf