Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/17?limit=200&registers=between&mode=atom 2024-11-23T07:34:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22968.html Notice - Sunshine Act Meeting. 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22968 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22968.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22846.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 4626-Limitation of Liability 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22846 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22846.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22792.html Notice - Prudential Investment Portfolios 3, et al.; Notice of Application 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22792 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22792.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22791.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Technical Amendments to the Rules 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22791 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22791.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22790.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to NOM 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22790 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22790.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22789.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rebates and Fees for Adding and Removing Liquidity in Select Symbols 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22789 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22789.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22788.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22788 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22788.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22787.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Complex Order Auctions 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22787 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22787.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22786.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct an Administrative Oversight in SR-OCC-2012-10 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22786 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22786.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22785.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Relating to Complex Order Fees and Rebates for Adding and Removing Liquidity in Select Symbols 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22785 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22785.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22725.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Equities Rules To Replace References to “NYSE Amex” With “NYSE MKT” Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22725 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22725.pdf https://regulations.justia.com/regulations/fedreg/2012/09/17/2012-22632.html Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Auditing Standard No. 16, Communications With Audit Committees and Related and Transitional Amendments to PCAOB Standards 2012-09-17T00:00:00-07:00 2012-09-17T00:00:00-07:00 2012-22632 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-17/pdf/2012-22632.pdf