Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/14?limit=200&registers=between&mode=atom 2020-10-31T12:20:42-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22688.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Fees 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22688 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22688.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22645.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22645 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22645.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22644.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22644 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22644.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22643.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22643 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22643.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22642.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22642 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22642.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22641.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Purpose of, and Statutory Basis for, the September 4, 2012 Changes to the NSX Fee and Rebate Schedule 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22641 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22641.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22640.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Non-Operable Text Within Its Price List Applicable to Supplemental Liquidity Providers (“SLPs”) 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22640 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22640.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22639.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the New York Stock Exchange LLC Price List To Make Changes to Certain Transaction Fees To Eliminate the Step-Up Rate for Non-Floor Broker Transactions 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22639 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22639.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22638.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Availability of a Data Product That Includes Option Valuations Through Market Data Express, LLC, an Affiliate of CBOE 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22638 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22638.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22637.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending NYSE Rule 76 To Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22637 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22637.pdf https://regulations.justia.com/regulations/fedreg/2012/09/14/2012-22636.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Rule 76-Equities To Add Supplementary Material Relating to a Cross Function That Provides a Regulation NMS Rule 611-Compliant Tool for Floor Brokers 2012-09-14T00:00:00-07:00 2012-09-14T00:00:00-07:00 2012-22636 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-14/pdf/2012-22636.pdf