Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/13?limit=200&registers=between&mode=atom 2024-11-23T07:51:34-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/09/13/C1-2012-21386.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Offer Certain Proprietary Options Data Products 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 C1-2012-21386 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/C1-2012-21386.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/C1-2012-21385.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Offer Certain Proprietary Options Data Products 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 C1-2012-21385 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/C1-2012-21385.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22555.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Post-Trade Transparency for Agency Pass-Through Mortgage-Backed Securities Traded in Specified Pool Transactions and SBA-Backed Asset-Backed Securities Transactions 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22555 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22555.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22523.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Eliminate the Tape A Step Up Tier, Modify the Remaining Tape Step Up Tiers and Introduce an Alternative Method of Qualifying for Tier 1 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22523 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22523.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22522.html Notice - Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to iShares, Inc. and iShares MSCI Frontier 100 Index Fund Pursuant to Exchange Act Rule 10b-17(b)(2) and Rule 101(d) and 102(e) of Regulation M 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22522 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22522.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22521.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change to Amend the Customer and Industry Codes of Arbitration Procedure Relating to Subpoenas and to Arbitrator Authority To Direct the Appearance of Associated Person Witnesses and the Production of Documents Without Subpoenas 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22521 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22521.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22520.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Rules To Replace References to “NYSE Amex” With “NYSE MKT” Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22520 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22520.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22519.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain NYSE Arca Rules To Replace References to “NYSE Amex” With “NYSE MKT” Reflecting the Recent Name Change of NYSE Amex LLC to NYSE MKT LLC 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22519 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22519.pdf https://regulations.justia.com/regulations/fedreg/2012/09/13/2012-22487.html Notice - Technology and Trading Roundtable 2012-09-13T00:00:00-07:00 2012-09-13T00:00:00-07:00 2012-22487 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-13/pdf/2012-22487.pdf