<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/10?registers=between Tue, 26 Nov 2024 22:54:41 -0800 Tue, 26 Nov 2024 22:54:41 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/10?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22144.html https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22144.html Mon, 10 Sep 2012 00:00:00 -0700 2012-22144 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22144.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22143.html https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22143.html Mon, 10 Sep 2012 00:00:00 -0700 2012-22143 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22143.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22142.html https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22142.html Mon, 10 Sep 2012 00:00:00 -0700 2012-22142 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22142.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for CBOE Range Options on the S&P 500 Index https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22141.html https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22141.html Mon, 10 Sep 2012 00:00:00 -0700 2012-22141 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22141.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of a Reversal and Conversion Fee Cap https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22140.html https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22140.html Mon, 10 Sep 2012 00:00:00 -0700 2012-22140 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22140.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Existing NASD IM-2110-3 as New FINRA Rule 5270 (Front Running of Block Transactions) With Changes in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22139.html https://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22139.html Mon, 10 Sep 2012 00:00:00 -0700 2012-22139 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22139.pdf