Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/10?limit=200®isters=between&mode=atom2024-11-23T07:15:53-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22144.htmlNotice - Submission for OMB Review; Comment Request2012-09-10T00:00:00-07:002012-09-10T00:00:00-07:002012-22144Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22144.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22143.htmlNotice - Submission for OMB Review; Comment Request2012-09-10T00:00:00-07:002012-09-10T00:00:00-07:002012-22143Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22143.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22142.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders2012-09-10T00:00:00-07:002012-09-10T00:00:00-07:002012-22142Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22142.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22141.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Transaction Fees for CBOE Range Options on the S&P 500 Index2012-09-10T00:00:00-07:002012-09-10T00:00:00-07:002012-22141Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22141.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22140.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of a Reversal and Conversion Fee Cap2012-09-10T00:00:00-07:002012-09-10T00:00:00-07:002012-22140Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22140.pdfhttps://regulations.justia.com/regulations/fedreg/2012/09/10/2012-22139.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Existing NASD IM-2110-3 as New FINRA Rule 5270 (Front Running of Block Transactions) With Changes in the Consolidated FINRA Rulebook2012-09-10T00:00:00-07:002012-09-10T00:00:00-07:002012-22139Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-09-10/pdf/2012-22139.pdf