Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/05?limit=200&registers=between&mode=atom 2024-11-26T21:49:28-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21910.html Notice - Sunshine Act Meeting 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21910 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21910.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21815.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the WisdomTree Global Corporate Bond Fund of the WisdomTree Trust 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21815 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21815.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21773.html Notice - Pruco Life Insurance Company, et al; 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21773 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21773.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21772.html Notice - Proposed Collection; Comment Request 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21772 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21772.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21771.html Notice - Proposed Collection; Comment Request 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21771 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21771.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21770.html Notice - Submission for OMB Review; Comment Request 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21770 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21770.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21769.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21769 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21769.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21768.html Notice - Self-Regulatory Organizations; BATS-Y Exchange, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, To Adopt a New Market Maker Peg Order Available to Exchange Market Makers 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21768.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21767.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Strike Price Intervals for Certain Option Classes 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21767.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21766.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding Strike Price Intervals in the Short Term Options Program 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21766 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21766.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21765.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Spread Margin Rules 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21765 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21765.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21761.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to FINRA Rule 4210 (Margin Requirements) 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21761 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21761.pdf https://regulations.justia.com/regulations/fedreg/2012/09/05/2012-21681.html Proposed Rule - Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings 2012-09-05T00:00:00-07:00 2012-09-05T00:00:00-07:00 2012-21681 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-09-05/pdf/2012-21681.pdf