Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/09/04?limit=200&registers=between&mode=atom 2025-01-02T15:47:43-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21845.html Notice - Sunshine Act Meeting 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21845 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21845.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21680.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21680 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21680.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21679.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21679 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21679.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21678.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rules 103B(IX)-Equities and 504-Equities To Provide That a Designated Market Maker Unit May Trade at the Same Panel Securities Traded on the Exchange and/or Securities Listed on the New York Stock Exchange LLC 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21678 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21678.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21677.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Direct Registration Requirements under Rule 5210(c) 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21677 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21677.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21637.html Notice - Emerging Global Advisors, LLC, et al.; 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21637 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21637.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21636.html Notice - Alvarez & Marsal, Inc., et al.; Notice of Application 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21636 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21636.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21635.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 4.3(c) and Adopting New Rules 2262 and 2269 To Harmonize With the Rules of New York Stock Exchange LLC, NYSE MKT LLC, and Financial Industry Regulatory Authority, Inc. 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21635 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21635.pdf https://regulations.justia.com/regulations/fedreg/2012/09/04/2012-21634.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to its OTC Interest Rate Swap Clearing Offering 2012-09-04T00:00:00-07:00 2012-09-04T00:00:00-07:00 2012-21634 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-09-04/pdf/2012-21634.pdf