<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/08/20?registers=between Sat, 21 Dec 2024 22:49:41 -0800 Sat, 21 Dec 2024 22:49:41 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/08/20?registers=between Notice - Star Entertainment Group, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20484.html https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20484.html Mon, 20 Aug 2012 00:00:00 -0700 2012-20484 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-20/pdf/2012-20484.pdf Notice - Miami International Securities Exchange, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20409.html https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20409.html Mon, 20 Aug 2012 00:00:00 -0700 2012-20409 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-20/pdf/2012-20409.pdf Notice - Advisory Committee on Small and Emerging Companies; Meeting https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20399.html https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20399.html Mon, 20 Aug 2012 00:00:00 -0700 2012-20399 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-20/pdf/2012-20399.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing Proposed Change To Move the Time at Which the Mortgage-Backed Securities Division Runs Its Daily Morning Pass https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20398.html https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20398.html Mon, 20 Aug 2012 00:00:00 -0700 2012-20398 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-20/pdf/2012-20398.pdf Notice - LoCorr Fund Management, LLC and LoCorr Investment Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20321.html https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20321.html Mon, 20 Aug 2012 00:00:00 -0700 2012-20321 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-20/pdf/2012-20321.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Exchange, Inc. To Amend BATS Rules Related to Price Sliding Functionality https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20320.html https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20320.html Mon, 20 Aug 2012 00:00:00 -0700 2012-20320 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-20/pdf/2012-20320.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by BATS Y-Exchange, Inc. To Amend BYX Rules Related to Price Sliding Functionality https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20319.html https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20319.html Mon, 20 Aug 2012 00:00:00 -0700 2012-20319 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-20/pdf/2012-20319.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Establish “Benchmark Orders” Under NASDAQ Rule 4751(f) https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20318.html https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20318.html Mon, 20 Aug 2012 00:00:00 -0700 2012-20318 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-20/pdf/2012-20318.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving a Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services To Cancel Orders When a Technical or Systems Issue Occurs on the Exchange's NASDAQ OMX PSX Facility and To Describe the Operation of an Error Account for NES https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20317.html https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20317.html Mon, 20 Aug 2012 00:00:00 -0700 2012-20317 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-20/pdf/2012-20317.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 To Specify How MPL Orders With ALO Order Instructions May Interact https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20316.html https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20316.html Mon, 20 Aug 2012 00:00:00 -0700 2012-20316 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-20/pdf/2012-20316.pdf Rule - Extension of Interim Final Temporary Rule on Retail Foreign Exchange Transactions; Correction https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20089.html https://regulations.justia.com/regulations/fedreg/2012/08/20/2012-20089.html Mon, 20 Aug 2012 00:00:00 -0700 2012-20089 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-08-20/pdf/2012-20089.pdf