<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/08/15?registers=between Thu, 23 May 2024 01:05:36 -0700 Thu, 23 May 2024 01:05:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/08/15?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change To Amend Rule 4758(a)(1)(A) To Reflect a Change in NASDAQ's Routing Functionality https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-20040.html https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-20040.html Wed, 15 Aug 2012 00:00:00 -0700 2012-20040 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-15/pdf/2012-20040.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the NYSE Amex Options Fee Schedule Regarding a Rebate for Order Flow Providers, an Increase in the Service Fee Applicable to Market Makers, and a Fee for Market Maker Executions of SPY Options https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19986.html https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19986.html Wed, 15 Aug 2012 00:00:00 -0700 2012-19986 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-15/pdf/2012-19986.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Changes to the NYSE Amex Options Fee Schedule Relating to the Monthly Cost for an Amex Trading Permit and Monthly Fees Relating to Trading in Premium Products https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19985.html https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19985.html Wed, 15 Aug 2012 00:00:00 -0700 2012-19985 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-15/pdf/2012-19985.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Pricing in Select Symbols and Multiply Listed Options https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19984.html https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19984.html Wed, 15 Aug 2012 00:00:00 -0700 2012-19984 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-15/pdf/2012-19984.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19983.html https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19983.html Wed, 15 Aug 2012 00:00:00 -0700 2012-19983 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-15/pdf/2012-19983.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19982.html https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19982.html Wed, 15 Aug 2012 00:00:00 -0700 2012-19982 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-15/pdf/2012-19982.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clearing Arrangements https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19981.html https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19981.html Wed, 15 Aug 2012 00:00:00 -0700 2012-19981 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-15/pdf/2012-19981.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable The Depository Trust Company To Collect and Pass Through Certain Fees Owed by Participants to Transfer Agents in Connection With the Deposit and Withdrawal at Custodian System https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19980.html https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19980.html Wed, 15 Aug 2012 00:00:00 -0700 2012-19980 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-15/pdf/2012-19980.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Regular and Complex Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19979.html https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19979.html Wed, 15 Aug 2012 00:00:00 -0700 2012-19979 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-15/pdf/2012-19979.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19978.html https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19978.html Wed, 15 Aug 2012 00:00:00 -0700 2012-19978 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-15/pdf/2012-19978.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes Amending NYSE Arca, Inc. Rule 3.2 and NYSE Arca Equities, Inc. Rule 3.2, Which Concern the Nomination and Election of Fair Representation Directors https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19958.html https://regulations.justia.com/regulations/fedreg/2012/08/15/2012-19958.html Wed, 15 Aug 2012 00:00:00 -0700 2012-19958 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-08-15/pdf/2012-19958.pdf