Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/08/02?limit=200®isters=between&mode=atom2024-11-24T09:11:51-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18894.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the New York Stock Exchange LLC Price List To Establish Pricing for the Retail Liquidity Program2012-08-02T00:00:00-07:002012-08-02T00:00:00-07:002012-18894Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18894.pdfhttps://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18893.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Post-Only Order Type on NOM2012-08-02T00:00:00-07:002012-08-02T00:00:00-07:002012-18893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18893.pdfhttps://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18892.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Post-Only Order Type on BX Options2012-08-02T00:00:00-07:002012-08-02T00:00:00-07:002012-18892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18892.pdfhttps://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18843.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List To Change Certain Fees Relating to Trading Pursuant to Unlisted Trading Privileges of Securities Listed on the Nasdaq Stock Market LLC and Other Conforming Changes2012-08-02T00:00:00-07:002012-08-02T00:00:00-07:002012-18843Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18843.pdfhttps://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18842.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews2012-08-02T00:00:00-07:002012-08-02T00:00:00-07:002012-18842Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18842.pdfhttps://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18841.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility2012-08-02T00:00:00-07:002012-08-02T00:00:00-07:002012-18841Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18841.pdfhttps://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18839.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Clearly Erroneous Execution Reviews2012-08-02T00:00:00-07:002012-08-02T00:00:00-07:002012-18839Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18839.pdfhttps://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18838.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Program Related to Trading Pauses Due to Extraordinary Market Volatility2012-08-02T00:00:00-07:002012-08-02T00:00:00-07:002012-18838Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18838.pdfhttps://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18822.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 20.6, Entitled “Obvious Error”2012-08-02T00:00:00-07:002012-08-02T00:00:00-07:002012-18822Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18822.pdfhttps://regulations.justia.com/regulations/fedreg/2012/08/02/2012-18821.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update the Trading Floor Qualification Examination2012-08-02T00:00:00-07:002012-08-02T00:00:00-07:002012-18821Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-08-02/pdf/2012-18821.pdf