<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/07/31?registers=between Mon, 30 Dec 2024 08:24:22 -0800 Mon, 30 Dec 2024 08:24:22 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/07/31?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18789.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18789.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18789 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18789.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting Existing Rule Text Found in Rule 923NY(d)(1) to (4) Concerning the Number of ATP's Required by an NYSE Amex Options Market Maker To Quote on the Exchange and Move It to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18655.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18655.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18655 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18655.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until February 4, 2013 https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18602.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18602.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18602 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18602.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until February 4, 2013 https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18601.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18601.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18601 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18601.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.13 To Extend the Operation of a Pilot Program pursuant to the Rule Until February 4, 2013 https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18600.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18600.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18600 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18600.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To extend the Operation of a Pilot Program Pursuant to the Rule Until February 4, 2013 https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18599.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18599.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18599 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18599.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Options Rule 6.40 To Specify That the Potential Range for the Settings Applicable to the Market Maker Risk Limitation Mechanism Will Be Between One and 100 Executions per Second, To Eliminate the Current Reference to the Default Setting and, in the Future, To Specify the Applicable Minimum, Maximum and Default Settings via Regulatory Bulletin https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18598.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18598.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18598 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18598.pdf Notice - Capital Research and Management Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18561.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18561.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18561 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18561.pdf Notice - Cash Account Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18558.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18558.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18558 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18558.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE MKT Rule 500-Equities To Extend the Operation of the Pilot Program That Allows Nasdaq Stock Market Securities To Be Traded on the Exchange Pursuant to a Grant of Unlisted Trading Privileges Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2013 https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18553.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18553.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18553 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18553.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot, Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 2013 https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18551.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18551.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18551 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18551.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2013 https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18550.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18550.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18550 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18550.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its New Market Model Pilot, Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or January 31, 2013 https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18549.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18549.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18549 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18549.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Operation of Its Supplemental Liquidity Providers Pilot Until the Earlier of the Securities and Exchange Commission's Approval To Make Such Pilot Permanent or January 31, 2013 https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18548.html https://regulations.justia.com/regulations/fedreg/2012/07/31/2012-18548.html Tue, 31 Jul 2012 00:00:00 -0700 2012-18548 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-31/pdf/2012-18548.pdf