<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/07/18?registers=between Sat, 23 Nov 2024 07:37:54 -0800 Sat, 23 Nov 2024 07:37:54 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/07/18?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17481.html https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17481.html Wed, 18 Jul 2012 00:00:00 -0700 2012-17481 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17481.pdf Rule - Securities Act Industry Guides https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17449.html https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17449.html Wed, 18 Jul 2012 00:00:00 -0700 2012-17449 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17449.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17421.html https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17421.html Wed, 18 Jul 2012 00:00:00 -0700 2012-17421 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17421.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Defining a Primary Specialist in Each Options Class and Modifying the Specialist Entitlement Accordingly https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17420.html https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17420.html Wed, 18 Jul 2012 00:00:00 -0700 2012-17420 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17420.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule for Professional Customers and Broker-Dealers To Increase the Transaction Fee for Electronic Executions and Introduce Volume-Based Tiers for Certain Electronic Executions That Would Be Charged a Lower per Contract Rate https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17419.html https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17419.html Wed, 18 Jul 2012 00:00:00 -0700 2012-17419 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17419.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the NYSE Arca Options Fee Schedule To Increase the Posted Liquidity Credit for Market Makers https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17418.html https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17418.html Wed, 18 Jul 2012 00:00:00 -0700 2012-17418 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17418.pdf Rule - Technical Amendment to Rules for the Temporary Registration of Municipal Advisors https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17411.html https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17411.html Wed, 18 Jul 2012 00:00:00 -0700 2012-17411 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17411.pdf