Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/07/18?limit=200&registers=between&mode=atom 2024-05-12T05:48:37-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17481.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services 2012-07-18T00:00:00-07:00 2012-07-18T00:00:00-07:00 2012-17481 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17481.pdf https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17449.html Rule - Securities Act Industry Guides 2012-07-18T00:00:00-07:00 2012-07-18T00:00:00-07:00 2012-17449 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17449.pdf https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17421.html Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. 2012-07-18T00:00:00-07:00 2012-07-18T00:00:00-07:00 2012-17421 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17421.pdf https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17420.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Approving a Proposed Rule Change Defining a Primary Specialist in Each Options Class and Modifying the Specialist Entitlement Accordingly 2012-07-18T00:00:00-07:00 2012-07-18T00:00:00-07:00 2012-17420 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17420.pdf https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17419.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule for Professional Customers and Broker-Dealers To Increase the Transaction Fee for Electronic Executions and Introduce Volume-Based Tiers for Certain Electronic Executions That Would Be Charged a Lower per Contract Rate 2012-07-18T00:00:00-07:00 2012-07-18T00:00:00-07:00 2012-17419 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17419.pdf https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17418.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the NYSE Arca Options Fee Schedule To Increase the Posted Liquidity Credit for Market Makers 2012-07-18T00:00:00-07:00 2012-07-18T00:00:00-07:00 2012-17418 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17418.pdf https://regulations.justia.com/regulations/fedreg/2012/07/18/2012-17411.html Rule - Technical Amendment to Rules for the Temporary Registration of Municipal Advisors 2012-07-18T00:00:00-07:00 2012-07-18T00:00:00-07:00 2012-17411 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-07-18/pdf/2012-17411.pdf