Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/07/17?limit=200&registers=between&mode=atom 2024-11-23T08:25:01-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17422.html Notice - Sunshine Act Meeting 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17422 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17422.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17351.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17351 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17351.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17349.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes Relating to Market Maker Incentive Programs for Certain Exchange-Traded Products 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17349 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17349.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17348.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Electronic Quotes 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17348 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17348.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17347.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Continuous Quotes 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17347 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17347.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17336.html Notice - AmericaFirst Quantitative Trust and AmericaFirst Securities, Inc.; Notice of Application 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17336 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17336.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17335.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rule 4751(f)(7) Concerning the Processing of the Price To Comply Order 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17335 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17335.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17334.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to PSX Rule 3301(f)(8) Concerning the Processing of the Price To Comply Order 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17334 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17334.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17333.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to the Transaction Fees and Credits Within Its Price List 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17333 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17333.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17332.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Orders Executed on the Exchange 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17332 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17332.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17331.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Complex Orders Executed on the Exchange 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17331 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17331.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17330.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to BX Options Routing 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17330 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17330.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17329.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the AdvisorShares Active Bear ETF 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17329 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17329.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17328.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees and Rebates for Certain Complex Orders Executed on the Exchange 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17328 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17328.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17327.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Regarding Price Improvement XL 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17327 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17327.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17326.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees to BX Options 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17326 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17326.pdf https://regulations.justia.com/regulations/fedreg/2012/07/17/2012-17273.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Customer Rebates in Penny Pilot Options 2012-07-17T00:00:00-07:00 2012-07-17T00:00:00-07:00 2012-17273 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-17/pdf/2012-17273.pdf