Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/07/10?limit=200&registers=between&mode=atom 2024-11-23T06:18:53-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16770.html Notice - AQR Capital Management, LLC, et al.; Notice of Application 2012-07-10T00:00:00-07:00 2012-07-10T00:00:00-07:00 2012-16770 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16770.pdf https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16769.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE Amex LLC; Order Granting Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, Adopting NYSE Rule 107C To Establish a Retail Liquidity Program for NYSE-Listed Securities on a Pilot Basis Until 12 Months From Implementation Date, and Adopting NYSE Amex Rule 107C To Establish a Retail Liquidity Program for NYSE Amex Equities Traded Securities on a Pilot Basis Until 12 Months From Implementation Date, and Granting Exemptions Pursuant to Rule 612(c) of Regulation NMS 2012-07-10T00:00:00-07:00 2012-07-10T00:00:00-07:00 2012-16769 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16769.pdf https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16768.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Exchange Rules Related to Floor Official Duties and Responsibilities in the Exchange's Marketplace 2012-07-10T00:00:00-07:00 2012-07-10T00:00:00-07:00 2012-16768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16768.pdf https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16767.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Exchange Rules Related to Floor Official Duties and Responsibilities in the Exchange's Marketplace 2012-07-10T00:00:00-07:00 2012-07-10T00:00:00-07:00 2012-16767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16767.pdf https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16766.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change To Amend Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements 2012-07-10T00:00:00-07:00 2012-07-10T00:00:00-07:00 2012-16766 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16766.pdf https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16765.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change With Respect to the Authority of the Exchange or NASDAQ Execution Services to Cancel Orders When a Technical or System Issue Occurs on the Exchange's NASDAQ OMX PSX Facility and To Describe the Operation of an Error Account for NES 2012-07-10T00:00:00-07:00 2012-07-10T00:00:00-07:00 2012-16765 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16765.pdf https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16764.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program 2012-07-10T00:00:00-07:00 2012-07-10T00:00:00-07:00 2012-16764 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16764.pdf https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16763.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBOE Stock Exchange Fees Schedule 2012-07-10T00:00:00-07:00 2012-07-10T00:00:00-07:00 2012-16763 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16763.pdf https://regulations.justia.com/regulations/fedreg/2012/07/10/2012-16762.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Transaction and Routing Fees 2012-07-10T00:00:00-07:00 2012-07-10T00:00:00-07:00 2012-16762 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-10/pdf/2012-16762.pdf