Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/07/02?limit=200&registers=between&mode=atom 2024-11-23T07:21:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16136.html Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Market Access Risk Management Service, EdgeRisk ControlsSM 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16136 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16136.pdf https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16135.html Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to New Market Access Risk Management Service, EdgeRisk ControlsSM 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16135 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16135.pdf https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16134.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Provide for Additional Co-Location Services and Establish Related Fees 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16134 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16134.pdf https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16133.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Provide for Additional Co-location Services and Establish Related fees 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16133 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16133.pdf https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16132.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the New York Stock Exchange Price List To Provide for Additional Co-Location Services and Establish Related Fees 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16132 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16132.pdf https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16131.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the NYSE MKT Price List To Provide for Additional Co-Location Services and Establish Related Fees 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16131 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16131.pdf https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16130.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending the NYSE Amex Options Fee Schedule To Provide for Additional Co-Location Services and Establish Related Fees 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16130 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16130.pdf https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16129.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive Technical Changes to the Supplemental Statement of Income Required To Be Filed Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16129 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16129.pdf https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16090.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Changes That Would Affect Its Standard Portfolio Analysis of Risk Methodology for Certain Energy Futures Contracts 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16090 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16090.pdf https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16089.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Establish “Benchmark Orders” Under NASDAQ Rule 4751(f) 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16089 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16089.pdf https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16088.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposal To Extend a Pilot Program That Permits BOX to Have No Minimum Size Requirement for Orders Entered Into the Price Improvement Period 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16088 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16088.pdf https://regulations.justia.com/regulations/fedreg/2012/07/02/2012-16079.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to the Establishment of a New Options Market, NASDAQ OMX BX Options 2012-07-02T00:00:00-07:00 2012-07-02T00:00:00-07:00 2012-16079 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-07-02/pdf/2012-16079.pdf