<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/06?registers=between&min-day=1&max-day=30 Thu, 02 May 2024 12:20:41 -0700 Thu, 02 May 2024 12:20:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/06?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify an Optional Depth Data Enterprise License Fee for Broker-Dealer Distribution of Depth-of-Book Data https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15956.html https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15956.html Fri, 29 Jun 2012 00:00:00 -0700 2012-15956 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-29/pdf/2012-15956.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4758(a)(1)(A) To Reflect a Change in NASDAQ's Routing Functionality https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15955.html https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15955.html Fri, 29 Jun 2012 00:00:00 -0700 2012-15955 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-29/pdf/2012-15955.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15943.html https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15943.html Fri, 29 Jun 2012 00:00:00 -0700 2012-15943 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-29/pdf/2012-15943.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15942.html https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15942.html Fri, 29 Jun 2012 00:00:00 -0700 2012-15942 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-29/pdf/2012-15942.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15941.html https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15941.html Fri, 29 Jun 2012 00:00:00 -0700 2012-15941 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-29/pdf/2012-15941.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Adding New Paragraph (cc) to NYSE Arca Options Rule 6.62 To Provide for a Post No Preference Light Only Quotation https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15940.html https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15940.html Fri, 29 Jun 2012 00:00:00 -0700 2012-15940 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-29/pdf/2012-15940.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Obvious Error Rule https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15939.html https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15939.html Fri, 29 Jun 2012 00:00:00 -0700 2012-15939 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-29/pdf/2012-15939.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Commentary .01 to NYSE Arca Rule 6.35 https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15938.html https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15938.html Fri, 29 Jun 2012 00:00:00 -0700 2012-15938 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-29/pdf/2012-15938.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Sections 4 and 6 of Schedule A to the FINRA By-Laws Regarding Fees Relating to the Central Registration Depository https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15937.html https://regulations.justia.com/regulations/fedreg/2012/06/29/2012-15937.html Fri, 29 Jun 2012 00:00:00 -0700 2012-15937 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-29/pdf/2012-15937.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 4 of Schedule A to the FINRA By-Laws To Increase the Branch Office Annual Registration and New Member Application Fees and Assess a New Continuing Membership Application Fee https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15852.html https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15852.html Thu, 28 Jun 2012 00:00:00 -0700 2012-15852 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-28/pdf/2012-15852.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Fees for Review of Advertising Material Filed With FINRA https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15851.html https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15851.html Thu, 28 Jun 2012 00:00:00 -0700 2012-15851 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-28/pdf/2012-15851.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical and Conforming Amendments to the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15808.html https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15808.html Thu, 28 Jun 2012 00:00:00 -0700 2012-15808 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-28/pdf/2012-15808.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Rule 3.2 and NYSE Arca Equities, Inc. Rule 3.2, Which Concern the Nomination and Election of Fair Representation Directors https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15807.html https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15807.html Thu, 28 Jun 2012 00:00:00 -0700 2012-15807 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-28/pdf/2012-15807.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to FINRA's Trading Activity Fee Rate for Transactions in Covered Equity Securities https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15806.html https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15806.html Thu, 28 Jun 2012 00:00:00 -0700 2012-15806 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-28/pdf/2012-15806.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adjust Fees for Filing Documents Pursuant to FINRA Rule 5110 https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15805.html https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15805.html Thu, 28 Jun 2012 00:00:00 -0700 2012-15805 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-28/pdf/2012-15805.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers That Use the Services of Broker's Brokers https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15804.html https://regulations.justia.com/regulations/fedreg/2012/06/28/2012-15804.html Thu, 28 Jun 2012 00:00:00 -0700 2012-15804 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-28/pdf/2012-15804.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15730.html https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15730.html Wed, 27 Jun 2012 00:00:00 -0700 2012-15730 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-27/pdf/2012-15730.pdf Notice - Medallion Financial Corp.; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15638.html https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15638.html Wed, 27 Jun 2012 00:00:00 -0700 2012-15638 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-27/pdf/2012-15638.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Withdrawal of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15637.html https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15637.html Wed, 27 Jun 2012 00:00:00 -0700 2012-15637 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-27/pdf/2012-15637.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security (“Mini-Options Contracts”) and Implement Rule Text Necessary To Distinguish Mini-Options Contracts From Option Contracts Overlying 100 Shares of a Security (“Standard Contracts”) https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15636.html https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15636.html Wed, 27 Jun 2012 00:00:00 -0700 2012-15636 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-27/pdf/2012-15636.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend CME Rule 802 Regarding CME's Capital Contribution to the Base Guaranty Fund https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15635.html https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15635.html Wed, 27 Jun 2012 00:00:00 -0700 2012-15635 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-27/pdf/2012-15635.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Increase the Class Quoting Limit for Options on Facebook https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15634.html https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15634.html Wed, 27 Jun 2012 00:00:00 -0700 2012-15634 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-27/pdf/2012-15634.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Alpha Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15633.html https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15633.html Wed, 27 Jun 2012 00:00:00 -0700 2012-15633 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-27/pdf/2012-15633.pdf Rule - Listing Standards for Compensation Committees https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15408.html https://regulations.justia.com/regulations/fedreg/2012/06/27/2012-15408.html Wed, 27 Jun 2012 00:00:00 -0700 2012-15408 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-06-27/pdf/2012-15408.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15673.html https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15673.html Tue, 26 Jun 2012 00:00:00 -0700 2012-15673 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-26/pdf/2012-15673.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the Rules Regarding the GCF Repo Service To Adopt Changes Recommended by the Tri-Party Repo Infrastructure Reform Task Force https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15536.html https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15536.html Tue, 26 Jun 2012 00:00:00 -0700 2012-15536 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-26/pdf/2012-15536.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rules To Add the Mid-Point Discretionary Order https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15535.html https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15535.html Tue, 26 Jun 2012 00:00:00 -0700 2012-15535 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-26/pdf/2012-15535.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making a Clerical Correction to the Grandfathered Rules https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15493.html https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15493.html Tue, 26 Jun 2012 00:00:00 -0700 2012-15493 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-26/pdf/2012-15493.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of Proposed Rule Change To List Shares of the Nuveen Long/Short Commodity Total Return Fund Under NYSE Amex Rule 1600 et https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15492.html https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15492.html Tue, 26 Jun 2012 00:00:00 -0700 2012-15492 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-26/pdf/2012-15492.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Proposing a Pilot Program To Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15491.html https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15491.html Tue, 26 Jun 2012 00:00:00 -0700 2012-15491 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-26/pdf/2012-15491.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1, To Add an Index Option Product for Trading on the Exchange https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15489.html https://regulations.justia.com/regulations/fedreg/2012/06/26/2012-15489.html Tue, 26 Jun 2012 00:00:00 -0700 2012-15489 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-26/pdf/2012-15489.pdf Notice - Order Granting a Limited Exemption From Exchange Act Rule 10b-17 to Certain Actively Managed Exchange-Traded Funds Pursuant to Exchange Act Rule 10b-17(b)(2) https://regulations.justia.com/regulations/fedreg/2012/06/25/2012-15410.html https://regulations.justia.com/regulations/fedreg/2012/06/25/2012-15410.html Mon, 25 Jun 2012 00:00:00 -0700 2012-15410 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-25/pdf/2012-15410.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Allow Competitive Market Makers To Use Their Membership Points To Enter Multiple Quotes in an Options Class https://regulations.justia.com/regulations/fedreg/2012/06/25/2012-15380.html https://regulations.justia.com/regulations/fedreg/2012/06/25/2012-15380.html Mon, 25 Jun 2012 00:00:00 -0700 2012-15380 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-25/pdf/2012-15380.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 921NY, 921.1NY, and 931NY Prescribing the Registered Proprietary Traders Examination (Series 56) as the Qualifying Examination for Registered Market Makers, Market Maker Authorized Traders, and Floor Brokers https://regulations.justia.com/regulations/fedreg/2012/06/25/2012-15379.html https://regulations.justia.com/regulations/fedreg/2012/06/25/2012-15379.html Mon, 25 Jun 2012 00:00:00 -0700 2012-15379 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-25/pdf/2012-15379.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rule 2.23 To Prescribe The Registered Proprietary Traders Examination (Series 56) As the Qualifying Examination for Registered Market Makers, Market Maker Authorized Traders, and Floor Brokers https://regulations.justia.com/regulations/fedreg/2012/06/25/2012-15378.html https://regulations.justia.com/regulations/fedreg/2012/06/25/2012-15378.html Mon, 25 Jun 2012 00:00:00 -0700 2012-15378 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-25/pdf/2012-15378.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Fee Discount Pilot Program for Large-Sized Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2012/06/25/2012-15377.html https://regulations.justia.com/regulations/fedreg/2012/06/25/2012-15377.html Mon, 25 Jun 2012 00:00:00 -0700 2012-15377 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-25/pdf/2012-15377.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Rules and Fees Related to the Second Market https://regulations.justia.com/regulations/fedreg/2012/06/22/2012-15316.html https://regulations.justia.com/regulations/fedreg/2012/06/22/2012-15316.html Fri, 22 Jun 2012 00:00:00 -0700 2012-15316 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-22/pdf/2012-15316.pdf Notice - Franklin Advisers, Inc. and Franklin Templeton International Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/06/22/2012-15262.html https://regulations.justia.com/regulations/fedreg/2012/06/22/2012-15262.html Fri, 22 Jun 2012 00:00:00 -0700 2012-15262 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-22/pdf/2012-15262.pdf Notice - Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan To Revise the Definition of the Term “Nonprofessional” https://regulations.justia.com/regulations/fedreg/2012/06/22/2012-15261.html https://regulations.justia.com/regulations/fedreg/2012/06/22/2012-15261.html Fri, 22 Jun 2012 00:00:00 -0700 2012-15261 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-22/pdf/2012-15261.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Distribution of Auction Messages https://regulations.justia.com/regulations/fedreg/2012/06/22/2012-15260.html https://regulations.justia.com/regulations/fedreg/2012/06/22/2012-15260.html Fri, 22 Jun 2012 00:00:00 -0700 2012-15260 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-22/pdf/2012-15260.pdf Notice - Versus Capital Multi-Manager Real Estate Income Fund LLC and Versus Capital Advisors; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/06/20/2012-15059.html https://regulations.justia.com/regulations/fedreg/2012/06/20/2012-15059.html Wed, 20 Jun 2012 00:00:00 -0700 2012-15059 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-20/pdf/2012-15059.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a New Market Maker Peg Order Available to Exchange Market Makers https://regulations.justia.com/regulations/fedreg/2012/06/20/2012-15055.html https://regulations.justia.com/regulations/fedreg/2012/06/20/2012-15055.html Wed, 20 Jun 2012 00:00:00 -0700 2012-15055 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-20/pdf/2012-15055.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees for Certain Regular Orders Executed on the Exchange https://regulations.justia.com/regulations/fedreg/2012/06/20/2012-15054.html https://regulations.justia.com/regulations/fedreg/2012/06/20/2012-15054.html Wed, 20 Jun 2012 00:00:00 -0700 2012-15054 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-20/pdf/2012-15054.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/20/2012-14948.html https://regulations.justia.com/regulations/fedreg/2012/06/20/2012-14948.html Wed, 20 Jun 2012 00:00:00 -0700 2012-14948 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-20/pdf/2012-14948.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-15057.html https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-15057.html Tue, 19 Jun 2012 00:00:00 -0700 2012-15057 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-19/pdf/2012-15057.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14909.html https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14909.html Tue, 19 Jun 2012 00:00:00 -0700 2012-14909 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-19/pdf/2012-14909.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14908.html https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14908.html Tue, 19 Jun 2012 00:00:00 -0700 2012-14908 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-19/pdf/2012-14908.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14906.html https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14906.html Tue, 19 Jun 2012 00:00:00 -0700 2012-14906 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-19/pdf/2012-14906.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of QAM Equity Hedge ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14905.html https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14905.html Tue, 19 Jun 2012 00:00:00 -0700 2012-14905 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-19/pdf/2012-14905.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Commentary .10 To Exchange Rule 903 Allowing the NYSE Amex Options To Open Short Term Option Series That Are Opened by Other Securities Exchanges in Option Classes Selected by Other Exchanges Under Their Respective Short Term Option Rules https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14904.html https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14904.html Tue, 19 Jun 2012 00:00:00 -0700 2012-14904 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-19/pdf/2012-14904.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit LLC Rules to Amend the Reference Entity Name for Three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated With One Credit Default Swap Contract; Correction https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14858.html https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14858.html Tue, 19 Jun 2012 00:00:00 -0700 2012-14858 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-19/pdf/2012-14858.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Accuvest Global Long Short ETF (Formerly the Mars Hill Global Relative Value ETF) https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14849.html https://regulations.justia.com/regulations/fedreg/2012/06/19/2012-14849.html Tue, 19 Jun 2012 00:00:00 -0700 2012-14849 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-19/pdf/2012-14849.pdf Notice - Stream Communications Network & Media, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14860.html https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14860.html Mon, 18 Jun 2012 00:00:00 -0700 2012-14860 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-18/pdf/2012-14860.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Participant Categories, Rebates and Fees for Adding and Removing Liquidity in Select Symbols and Multiply Listed Options https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14768.html https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14768.html Mon, 18 Jun 2012 00:00:00 -0700 2012-14768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-18/pdf/2012-14768.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the STARTM https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14767.html https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14767.html Mon, 18 Jun 2012 00:00:00 -0700 2012-14767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-18/pdf/2012-14767.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Independence Policy of the Board of Directors of NYSE Euronext and Creating New Independence Policy for Boards of Directors of the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Regulation, Inc. and NYSE Market, Inc. https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14758.html https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14758.html Mon, 18 Jun 2012 00:00:00 -0700 2012-14758 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-18/pdf/2012-14758.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Independence Policy of the Board of Directors of NYSE Euronext and Creating New Independence Policy for Boards of Directors of the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Regulation, Inc. and NYSE Market, Inc. https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14757.html https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14757.html Mon, 18 Jun 2012 00:00:00 -0700 2012-14757 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-18/pdf/2012-14757.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Independence Policy of the Board of Directors of NYSE Euronext and Creating New Independence Policy for Boards of Directors of the New York Stock Exchange LLC, NYSE MKT LLC, NYSE Regulation, Inc. and NYSE Market, Inc. https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14756.html https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14756.html Mon, 18 Jun 2012 00:00:00 -0700 2012-14756 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-18/pdf/2012-14756.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Commentary .07 to NYSE Arca Rule 6.4 Allowing the Exchange To Open Short Term Option Series That Are Opened by Other Securities Exchanges in Option Classes Selected by Other Exchanges Under Their Respective Short Term Option Rules https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14739.html https://regulations.justia.com/regulations/fedreg/2012/06/18/2012-14739.html Mon, 18 Jun 2012 00:00:00 -0700 2012-14739 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-18/pdf/2012-14739.pdf Notice - ROK Entertainment Group, Inc., RussOil Corp., Tricell, Inc., Tunex International, Inc. (n/k/a Aone Dental International Group, Inc.), and Wireless Age Communications, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14754.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14754.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14754 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14754.pdf Notice - Notice of Application; Hirtle Callaghan & Co., LLC and HC Capital Trust https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14630.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14630.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14630 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14630.pdf Notice - Notice of Application; Precidian ETFs Trust, et al. https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14629.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14629.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14629 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14629.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14628.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14628.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14628 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14628.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14627.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14627.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14627 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14627.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14626.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14626.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14626 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14626.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14625.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14625.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14625 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14625.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14624.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14624.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14624 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14624.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CME Rules Relating to Acceptable Performance Bond Deposits https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14623.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14623.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14623 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14623.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14622.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14622.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14622 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14622.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA and NASD Rules https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14621.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14621.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14621 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14621.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14620.html https://regulations.justia.com/regulations/fedreg/2012/06/15/2012-14620.html Fri, 15 Jun 2012 00:00:00 -0700 2012-14620 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-15/pdf/2012-14620.pdf Proposed Rule - Statement of General Policy on the Sequencing of the Compliance Dates for Final Rules Applicable to Security-Based Swaps Adopted Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14576.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14576.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14576 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14576.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14574.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14574.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14574 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14574.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NDX Pricing https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14573.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14573.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14573 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14573.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14536.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14536.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14536 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14536.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Extension of Fee Waiver Program Relating to Its Cleared-only OTC FX Clearing Offering https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14535.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14535.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14535 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14535.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Quarterly Trading Requirements Applicable to Registered Options Traders https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14534.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14534.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14534 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14534.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Certain Fees https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14533.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14533.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14533 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14533.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14532.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14532.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14532 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14532.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rebates for Certain Complex Orders https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14531.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14531.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14531 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14531.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules Related to Risk Management Functionality for BATS Options https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14530.html https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14530.html Thu, 14 Jun 2012 00:00:00 -0700 2012-14530 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14530.pdf Rule - Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Extension of Compliance Date https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14440.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14440.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14440 Rule http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14440.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Exchange Rule 11.19, Entitled “Short Sales” https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14405.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14405.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14405 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14405.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14344.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14344.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14344 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14344.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14343.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14343.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14343 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14343.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14342.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14342.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14342 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14342.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14341.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14341.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14341 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14341.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendments No. 2 and No. 3 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3 to Adopt FINRA Rule 5123 (Private Placements of Securities) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14340.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14340.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14340 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14340.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Schedule 502 of the ICE Clear Credit LLC Rules To Amend the Reference Entity Name for Three Credit Default Swap Contracts and the Reference Obligation International Securities Identification Number Associated With One Credit Default Swap Contract https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14339.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14339.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14339 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14339.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Approval of Proposed Rule Change Amending NYSE Amex Equities Rule 107B To Add a Class of Supplemental Liquidity Providers That are Registered as Market Makers at the Exchange https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14338.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14338.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14338 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14338.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change Amending NYSE Rule 107B To Add a Class of Supplemental Liquidity Providers That Are Registered as Market Makers at the Exchange https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14337.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14337.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14337 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14337.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Amex Options Fee Schedule To Amend the Rights Fee That Is Charged to Specialists, e-Specialists and Directed Order Market Makers https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14336.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14336.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14336 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14336.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change To Adopt Self-Trade Prevention Modifiers on the CBOE Stock Exchange https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14335.html https://regulations.justia.com/regulations/fedreg/2012/06/13/2012-14335.html Wed, 13 Jun 2012 00:00:00 -0700 2012-14335 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-13/pdf/2012-14335.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14345.html https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14345.html Tue, 12 Jun 2012 00:00:00 -0700 2012-14345 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-12/pdf/2012-14345.pdf Notice - Arrow Investment Advisers, LLC and Arrow Investments Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14234.html https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14234.html Tue, 12 Jun 2012 00:00:00 -0700 2012-14234 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-12/pdf/2012-14234.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation Date for its Excess Order Fee https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14193.html https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14193.html Tue, 12 Jun 2012 00:00:00 -0700 2012-14193 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-12/pdf/2012-14193.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade the Huntington US Equity Rotation Strategy ETF and Huntington EcoLogical Strategy ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14192.html https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14192.html Tue, 12 Jun 2012 00:00:00 -0700 2012-14192 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-12/pdf/2012-14192.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14191.html https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14191.html Tue, 12 Jun 2012 00:00:00 -0700 2012-14191 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-12/pdf/2012-14191.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Qualifications for Credits for Electronic Executions of Posted Customer Liquidity in Penny Pilot Issues and To Amend the Fees for Electronic Complex Order Executions https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14190.html https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14190.html Tue, 12 Jun 2012 00:00:00 -0700 2012-14190 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-12/pdf/2012-14190.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14189.html https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14189.html Tue, 12 Jun 2012 00:00:00 -0700 2012-14189 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-12/pdf/2012-14189.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the CBOE Stock Exchange Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14164.html https://regulations.justia.com/regulations/fedreg/2012/06/12/2012-14164.html Tue, 12 Jun 2012 00:00:00 -0700 2012-14164 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-12/pdf/2012-14164.pdf Notice - In the Matter of Aegis Assessments, Inc., APC Group, Inc., Aurelio Resource Corp., BioAuthorize Holdings, Inc., and Fonix Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14235.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14235.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14235 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14235.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strategies https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14079.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14079.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14079 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14079.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Requirements of CHX Article 3, Rule 3 and Related CHX Rules in Order to Approve Apex Clearing Corporation as a CHX Participant and Trading Permit Holder https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14078.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14078.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14078 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14078.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend the Requirements of EDGA Rule 2.6 https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14077.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14077.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14077 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14077.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Suspend the Requirements of EDGX Rule 2.6 https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14076.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14076.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14076 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14076.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14075.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14075.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14075 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14075.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Approval of Trading Permit Holders https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14074.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14074.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14074 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14074.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Proposed Membership of Apex Clearing https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14073.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14073.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14073 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14073.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Proposed Membership of Apex Clearing https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14072.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14072.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14072 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14072.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change To Temporarily Suspend the Requirements of ISE Rule 306 and Related ISE Rules Concerning the Approval of New Members of the Exchange https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14071.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14071.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14071 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14071.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Suspend Certain Exchange Rules Concerning Approval of a New Options Participant https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14070.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14070.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14070 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14070.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of Exchange Rule 311-Equities and Related Exchange Equities Rules Concerning the Approval of New Member Organizations and Exchange Rule 353 and Related Exchange Rules Concerning the Approval of New ATP Holders in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an Exchange Equities Member Organization and ATP Holder, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization and ATP Holder Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved as an Exchange Equities Member Organization and ATP Holder https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14067.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14067.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14067 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14067.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of NYSE Arca Equities Rule 2.3, NYSE Arca Options Rule 2.4 and All Related NYSE Arca Equities and NYSE Arca Options Rules Concerning the Approval of New ETP Holders and OTP Holders in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an NYSE Arca ETP Holder and OTP Holder, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved for Membership https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14066.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14066.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14066 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14066.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Temporarily Suspend the Requirements of NSX Rule 2.5 and Related NSX ETP Holder Application Rules and Procedures in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. (“Apex Clearing”) as an NSX ETP Holder https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14065.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14065.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14065 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14065.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Temporarily Suspending the Requirements of NYSE Rule 311 and Related NYSE Rules Concerning the Approval of New Member Organizations in Order To Approve Apex Clearing Corporation, f/k/a Ridge Clearing and Outsourcing Solutions, Inc. as an NYSE Member Organization, Subject to Apex Clearing Complying With Exchange Rules for a New Member Organization Within 30 Calendar Days of the Date That Apex Clearing Is Provisionally Approved as an NYSE Member Organization https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14064.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14064.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14064 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14064.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update the NASDAQ Options Market Message Traffic Mitigation Rule https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14060.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14060.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14060 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14060.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14033.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14033.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14033 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14033.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Issuers To Send Corporate Action Announcements in Machine Readable Format https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14032.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14032.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14032 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14032.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14030.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14030.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14030 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14030.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14027.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14027.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14027 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14027.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14026.html https://regulations.justia.com/regulations/fedreg/2012/06/11/2012-14026.html Mon, 11 Jun 2012 00:00:00 -0700 2012-14026 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-11/pdf/2012-14026.pdf Notice - Notice of Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-14031.html https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-14031.html Fri, 08 Jun 2012 00:00:00 -0700 2012-14031 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-08/pdf/2012-14031.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the First Trust CBOE VIX Tail Hedge Index Fund Under NYSE Arca Equities Rule 5.2(j)(3) https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13964.html https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13964.html Fri, 08 Jun 2012 00:00:00 -0700 2012-13964 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-08/pdf/2012-13964.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Dissolve the BOX Committee https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13963.html https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13963.html Fri, 08 Jun 2012 00:00:00 -0700 2012-13963 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-08/pdf/2012-13963.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period To Allow Cabinet Trading To Take Place Below $1 per Option Contract https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13896.html https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13896.html Fri, 08 Jun 2012 00:00:00 -0700 2012-13896 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-08/pdf/2012-13896.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Strike Price Intervals and Position Limits for OSX, SOX, and HGX https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13895.html https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13895.html Fri, 08 Jun 2012 00:00:00 -0700 2012-13895 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-08/pdf/2012-13895.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation Date for Its Excess Order Fee https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13894.html https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13894.html Fri, 08 Jun 2012 00:00:00 -0700 2012-13894 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-08/pdf/2012-13894.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h) To Add a PL Select Order Type https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13893.html https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13893.html Fri, 08 Jun 2012 00:00:00 -0700 2012-13893 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-08/pdf/2012-13893.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the Use of Swap Agreements Under Limited Circumstances by the ProShares VIX Short-Term Futures ETF and the ProShares VIX Mid-Term Futures ETF, Which Are Listed and Traded on the Exchange Under NYSE Arca Equities Rule 8.200, Commentary .02 https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13892.html https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13892.html Fri, 08 Jun 2012 00:00:00 -0700 2012-13892 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-08/pdf/2012-13892.pdf Notice - Federated Investment Management Company and Federated ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13860.html https://regulations.justia.com/regulations/fedreg/2012/06/08/2012-13860.html Fri, 08 Jun 2012 00:00:00 -0700 2012-13860 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-08/pdf/2012-13860.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13965.html https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13965.html Thu, 07 Jun 2012 00:00:00 -0700 2012-13965 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-07/pdf/2012-13965.pdf Notice - Optimized Transportation Management, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13933.html https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13933.html Thu, 07 Jun 2012 00:00:00 -0700 2012-13933 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-07/pdf/2012-13933.pdf Notice - True Product ID, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13932.html https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13932.html Thu, 07 Jun 2012 00:00:00 -0700 2012-13932 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-07/pdf/2012-13932.pdf Notice - Future Now Group, Inc., and Gammacan International, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13931.html https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13931.html Thu, 07 Jun 2012 00:00:00 -0700 2012-13931 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-07/pdf/2012-13931.pdf Notice - Hennion & Walsh, Inc. and Smart Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13769.html https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13769.html Thu, 07 Jun 2012 00:00:00 -0700 2012-13769 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-07/pdf/2012-13769.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Option Contracts Overlying 10 Shares of a Security https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13768.html https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13768.html Thu, 07 Jun 2012 00:00:00 -0700 2012-13768 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-07/pdf/2012-13768.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Amendments to Certain Rules Applicable to Stock Futures https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13767.html https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13767.html Thu, 07 Jun 2012 00:00:00 -0700 2012-13767 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-07/pdf/2012-13767.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend its FLEX No Minimum Value Pilot Program https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13766.html https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13766.html Thu, 07 Jun 2012 00:00:00 -0700 2012-13766 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-07/pdf/2012-13766.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules Related to the Operation of BATS Post Only Orders and Match Trade Prevention Functionality https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13765.html https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13765.html Thu, 07 Jun 2012 00:00:00 -0700 2012-13765 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-07/pdf/2012-13765.pdf Notice - Self-Regulatory Organizations; BATS-Y Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BYX Rules Related to the Operation of BATS Post Only Orders and Match Trade Prevention Functionality https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13764.html https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13764.html Thu, 07 Jun 2012 00:00:00 -0700 2012-13764 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-07/pdf/2012-13764.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to Spread Margin Rules https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13763.html https://regulations.justia.com/regulations/fedreg/2012/06/07/2012-13763.html Thu, 07 Jun 2012 00:00:00 -0700 2012-13763 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-07/pdf/2012-13763.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 4210 Margin Requirements https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13698.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13698.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13698 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13698.pdf Notice - Joint Industry Plans; Order Approving, on a Pilot Basis, the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13653.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13653.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13653 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13653.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; C2 Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; NASDAQ OMX PHLX LLC; Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13652.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13652.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13652 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13652.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13643.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13643.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13643 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13643.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13642.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13642.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13642 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13642.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To List and Trade CBOE S&P 500 AM/PM Basis Options https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13641.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13641.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13641 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13641.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals for Certain Option Classes https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13640.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13640.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13640 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13640.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend NASD Rules 1012 (General Provisions) and 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) To Adopt Form CMA https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13639.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13639.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13639 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13639.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5270 (Front Running of Block Transactions) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13638.html https://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13638.html Wed, 06 Jun 2012 00:00:00 -0700 2012-13638 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13638.pdf Notice - Sunshine Act Meeting. https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13567.html https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13567.html Mon, 04 Jun 2012 00:00:00 -0700 2012-13567 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-04/pdf/2012-13567.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Add Rules Related to the Clearing of Emerging Markets Sovereign Index Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13410.html https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13410.html Mon, 04 Jun 2012 00:00:00 -0700 2012-13410 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-04/pdf/2012-13410.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13408.html https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13408.html Mon, 04 Jun 2012 00:00:00 -0700 2012-13408 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-04/pdf/2012-13408.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13407.html https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13407.html Mon, 04 Jun 2012 00:00:00 -0700 2012-13407 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-04/pdf/2012-13407.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the MSCI EAFE Index https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13406.html https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13406.html Mon, 04 Jun 2012 00:00:00 -0700 2012-13406 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-04/pdf/2012-13406.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extension of Unlisted Trading Privileges to New Derivative Securities Products That Are Listed on Another Exchange and To Make Other Conforming and Technical Amendments https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13405.html https://regulations.justia.com/regulations/fedreg/2012/06/04/2012-13405.html Mon, 04 Jun 2012 00:00:00 -0700 2012-13405 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-04/pdf/2012-13405.pdf