Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/06/14?limit=200&registers=between&mode=atom 2024-11-26T23:49:30-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14576.html Proposed Rule - Statement of General Policy on the Sequencing of the Compliance Dates for Final Rules Applicable to Security-Based Swaps Adopted Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act 2012-06-14T00:00:00-07:00 2012-06-14T00:00:00-07:00 2012-14576 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14576.pdf https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14574.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule 2012-06-14T00:00:00-07:00 2012-06-14T00:00:00-07:00 2012-14574 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14574.pdf https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14573.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NDX Pricing 2012-06-14T00:00:00-07:00 2012-06-14T00:00:00-07:00 2012-14573 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14573.pdf https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14536.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2012-06-14T00:00:00-07:00 2012-06-14T00:00:00-07:00 2012-14536 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14536.pdf https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14535.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Extension of Fee Waiver Program Relating to Its Cleared-only OTC FX Clearing Offering 2012-06-14T00:00:00-07:00 2012-06-14T00:00:00-07:00 2012-14535 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14535.pdf https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14534.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to Quarterly Trading Requirements Applicable to Registered Options Traders 2012-06-14T00:00:00-07:00 2012-06-14T00:00:00-07:00 2012-14534 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14534.pdf https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14533.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Certain Fees 2012-06-14T00:00:00-07:00 2012-06-14T00:00:00-07:00 2012-14533 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14533.pdf https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14532.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees 2012-06-14T00:00:00-07:00 2012-06-14T00:00:00-07:00 2012-14532 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14532.pdf https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14531.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Rebates for Certain Complex Orders 2012-06-14T00:00:00-07:00 2012-06-14T00:00:00-07:00 2012-14531 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14531.pdf https://regulations.justia.com/regulations/fedreg/2012/06/14/2012-14530.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules Related to Risk Management Functionality for BATS Options 2012-06-14T00:00:00-07:00 2012-06-14T00:00:00-07:00 2012-14530 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-06-14/pdf/2012-14530.pdf