Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/06/06?limit=200®isters=between&mode=atom2024-05-17T04:40:37-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13698.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to FINRA Rule 4210 Margin Requirements2012-06-06T00:00:00-07:002012-06-06T00:00:00-07:002012-13698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13698.pdfhttps://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13653.htmlNotice - Joint Industry Plans; Order Approving, on a Pilot Basis, the National Market System Plan To Address Extraordinary Market Volatility by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc.2012-06-06T00:00:00-07:002012-06-06T00:00:00-07:002012-13653Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13653.pdfhttps://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13652.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS Y-Exchange, Inc.; NASDAQ OMX BX, Inc.; Chicago Board Options Exchange, Incorporated; C2 Options Exchange, Incorporated; Chicago Stock Exchange, Inc.; EDGA Exchange, Inc.; EDGX Exchange, Inc.; Financial Industry Regulatory Authority, Inc.; International Securities Exchange LLC; The NASDAQ Stock Market LLC; New York Stock Exchange LLC; NYSE Amex LLC; NYSE Arca, Inc.; National Stock Exchange, Inc.; NASDAQ OMX PHLX LLC; Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility2012-06-06T00:00:00-07:002012-06-06T00:00:00-07:002012-13652Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13652.pdfhttps://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13643.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee2012-06-06T00:00:00-07:002012-06-06T00:00:00-07:002012-13643Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13643.pdfhttps://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13642.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Handling of Stop and Stop Limit Orders2012-06-06T00:00:00-07:002012-06-06T00:00:00-07:002012-13642Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13642.pdfhttps://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13641.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To List and Trade CBOE S&P 500 AM/PM Basis Options2012-06-06T00:00:00-07:002012-06-06T00:00:00-07:002012-13641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13641.pdfhttps://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13640.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Regarding Strike Price Intervals for Certain Option Classes2012-06-06T00:00:00-07:002012-06-06T00:00:00-07:002012-13640Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13640.pdfhttps://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13639.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, To Amend NASD Rules 1012 (General Provisions) and 1017 (Application for Approval of Change in Ownership, Control, or Business Operations) To Adopt Form CMA2012-06-06T00:00:00-07:002012-06-06T00:00:00-07:002012-13639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13639.pdfhttps://regulations.justia.com/regulations/fedreg/2012/06/06/2012-13638.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5270 (Front Running of Block Transactions) in the Consolidated FINRA Rulebook2012-06-06T00:00:00-07:002012-06-06T00:00:00-07:002012-13638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2012-06-06/pdf/2012-13638.pdf