Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2012/05/31?limit=200&registers=between&mode=atom 2024-11-30T12:22:07-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13150.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Clarify the Ability of the Government Securities Division To Use Implied Volatility Indicators as Part of the Volatility Model in Its Clearing Fund Formula 2012-05-31T00:00:00-07:00 2012-05-31T00:00:00-07:00 2012-13150 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13150.pdf https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13149.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules To Reflect the Merger of Archipelago Holdings, Inc. (“Archipelago Holdings”), An Intermediate Holding Company, Into and With NYSE Group, Inc. (“NYSE Group”), Thereby Eliminating Archipelago Holdings From the Ownership Structure of the Exchange 2012-05-31T00:00:00-07:00 2012-05-31T00:00:00-07:00 2012-13149 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13149.pdf https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13148.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change Defining a Primary Specialist in Each Options Class and Modifying the Specialist Entitlement Accordingly 2012-05-31T00:00:00-07:00 2012-05-31T00:00:00-07:00 2012-13148 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13148.pdf https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13147.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Name Change of the C2 Regulatory Oversight Committee 2012-05-31T00:00:00-07:00 2012-05-31T00:00:00-07:00 2012-13147 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13147.pdf https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13146.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Name Change of the CBOE Regulatory Oversight Committee 2012-05-31T00:00:00-07:00 2012-05-31T00:00:00-07:00 2012-13146 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13146.pdf https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13145.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund Under NYSE Arca Equities Rule 8.600 2012-05-31T00:00:00-07:00 2012-05-31T00:00:00-07:00 2012-13145 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13145.pdf https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13144.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Reversal and Conversion Strategies 2012-05-31T00:00:00-07:00 2012-05-31T00:00:00-07:00 2012-13144 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13144.pdf https://regulations.justia.com/regulations/fedreg/2012/05/31/2012-13085.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 616, Electronic Filing Requirements for Uniform Forms 2012-05-31T00:00:00-07:00 2012-05-31T00:00:00-07:00 2012-13085 Notice http://www.gpo.gov/fdsys/pkg/FR-2012-05-31/pdf/2012-13085.pdf